DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ryan Tharp Wittig
Feed of 09/14/2026
Also filed as Ryan T Wittig
At current firm
12 y
since Jul 1, 2014
In the industry
27 y
since May 28, 1999 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Iht Wealth Management LLC BD affiliated currentsince Jul 1, 2014 · Chicago, Il
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOct 23, 2009 to Jun 30, 2014 · Park Ridge, Il
- Banc Of America Investment Services, Inc. unclassifiedOct 24, 2008 to Oct 23, 2009 · Park Ridge, Il
- Lasalle Financial Services, Inc. unclassifiedJul 16, 2002 to Oct 24, 2008 · Des Plaines, Il
- Pruco Securities, LLC no RAUMNov 5, 1999 to Jul 16, 2002 · Tinley Park, Il
Moves
a registration end followed by a registration begin elsewhere
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Iht Wealth Management LLCleft Jun 30, 2014, registered Jul 1, 2014 (1 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Banc Of America Investment Services, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
- Lasalle Financial Services, Inc. to Banc Of America Investment Services, Inc.left Oct 24, 2008, registered Oct 24, 2008 (0 days) · corporate re-registration, not a move
- Pruco Securities, LLC to Lasalle Financial Services, Inc.left Jul 16, 2002, registered Jul 16, 2002 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address