DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Robert E. Montavon

Kestra Advisory Services, LLCBD affiliatedCenterville, Oh dual registrantIAPD 3226385

Feed of 09/14/2026

Also filed as Robert Montavon

At current firm

0 y

since Aug 4, 2026

In the industry

27 y

since Jul 7, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Kestra Advisory Services, LLC BD affiliated current
since Aug 4, 2026 · Centerville, Oh
Newedge Advisors BD affiliated
Nov 1, 2021 to Aug 4, 2026 · Centerville, Oh
Mid Atlantic Financial Management, Inc. former
Nov 25, 2009 to Nov 1, 2021 · Beavercreek, Oh
UBS Financial Services Inc. wirehouse
Oct 29, 2002 to Dec 10, 2009 · Centerville, Oh

Moves

a registration end followed by a registration begin elsewhere

Newedge Advisors to Kestra Advisory Services, LLC
left Aug 4, 2026, registered Aug 4, 2026 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
Mid Atlantic Financial Management, Inc. to Newedge Advisors
left Nov 1, 2021, registered Nov 1, 2021 (0 days) · corporate re-registration, not a move
UBS Financial Services Inc. to Mid Atlantic Financial Management, Inc.
left Dec 10, 2009, registered Nov 25, 2009 (-15 days) · Other

Signals

Robert E. Montavon left Newedge Advisors for Kestra Advisory Services, Llc (registered 2026-08-04)
Aug 4, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address