DFX Intelligence
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Registered advisor
T••••• M•••••• C•••••
Chartered Financial Analyst
Feed of 09/15/2026
Also filed as T••••• M C•••••
At current firm
2 y
since Aug 22, 2024
In the industry
27 y
since Aug 9, 1999 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- •••••••• independent RIA currentsince Aug 22, 2024 · Saint Louis, Mo
- U•• F•••••••• S••••••• I••• wirehouseDec 13, 2013 to Sep 3, 2024 · Chesterfield, Mo
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 9, 2004 to Dec 16, 2013 · Chesterfield, Mo
- S•••••• N••••••• • C••••••• I••••••••• national BDApr 25, 2003 to Jul 13, 2004 · Chesterfield, Mo
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to ••••••••left Sep 3, 2024, registered Aug 22, 2024 (-12 days) · Wirehouse to independent RIA
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••left Dec 16, 2013, registered Dec 13, 2013 (-3 days) · Wirehouse to wirehouse
- S•••••• N••••••• • C••••••• I••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 13, 2004, registered Jul 9, 2004 (-4 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- T••••• M•••••• C••••• left U•• F•••••••• S••••••• I••• for &Partners (registered 2024-08-22)Sep 3, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address