DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
&Partners
Latest filing Jun 22, 2026
First filing on the tape Dec 2, 2011 · 73 filings
SEC status approved since Oct 25, 1990
RAUM
$30B
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
68%
$21B individuals and HNW
Advisors
540
registered through the firm on IAPD
RAUM per advisor
$56.1M
derived; firm RAUM over IAPD count
Employees
703
439 advisory (5.B.1)
Offices
122
beyond the principal office
Private funds
0
reported on Schedule D
History
73 filings and snapshots on the tape
RAUM$30B as of Jun 22, 2026
Mar 30, 2012$255M then
HNW client RAUM$11B as of Jun 22, 2026
Apr 16, 2025$4.6B then
State-registered IARs (5.B.3)439 as of Jun 22, 2026
Mar 27, 201330 then
Employees (5.A)703 as of Jun 22, 2026
Mar 27, 201368 then
Private funds: no history
RAUM +114% over the last fiscal year+257% a year over threeIARs 272 to 439offices 50 to 122
Practice profile
derived from the filing of Jun 22, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $55.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 100derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $966,392derivedHNW RAUM over HNW clients
- Average account
- $486,682derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 2.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 4.4derived123 offices incl. principal (1.F.5)
- RAUM growth, one year
- +114%derivedbetween the last two annual amendments
- Advisor growth, one year
- +61%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +100%derived
- Compensation
- percentage of assets, hourly, fixed fees, subscription, performance-based, commissions, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, publications, educational seminars, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$11B48%
- Individuals$9.3B39%
- Corporations and businesses$2.3B9.5%
- Pension and profit-sharing plans$862M3.6%
- Charitable organizations$12.4M0.1%
- Individual clients
- 42,060reported
- HNW clients
- 11,803reported
- Pension plan clients
- 1,887reported
- Charitable clients
- 22reported
- Accounts
- 62,194reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourly, performance, commissionsreported
- Class basis
- private_client_share=0.68 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=504.0derived
Advisors registered through the firm
540 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| John Clair Maggart | Nashville, Tn | Feb 5, 2004 | 44 y | 1 |
| Benjamin Eugene RothChartered Financial Consultant | San Diego, Ca | Feb 6, 2004 | 28 y | 1 |
| Norman Jack Nuismer | Nashville, Tn | Jan 3, 2006 | 42 y | 1 |
| Joshua Joe Embry | Nashville, Tn | Aug 14, 2006 | 29 y | 0 |
| Charles Nelson | Nashville, Tn | Nov 16, 2006 | 40 y | 0 |
| Robert Graves ElliottCertified Financial Planner | Nashville, Tn | Nov 16, 2006 | 34 y | 0 |
| Thomas Joseph Sheehan | Nashville, Tn | Nov 29, 2006 | 42 y | 0 |
| Shannon Lee StaigerChartered Financial Consultant | Clayton, Mo | Mar 8, 2007 | 25 y | 1 |
| Shawn Patrick WiegandChartered Financial Consultant | Clayton, Mo | Apr 16, 2007 | 26 y | 1 |
| Alyson Mencio StevensCertified Financial Planner | Nashville, Tn | Jan 23, 2008 | 18 y | 1 |
| Victor Charles Silvestri | Nashville, Tn | Sep 23, 2011 | 22 y | 0 |
| Allie Kirkpatrick Long-Innes | Nashville, Tn | Nov 22, 2011 | 15 y | 0 |
| Mechel Kennedy Frost | Nashville, Tn | Jan 4, 2013 | 33 y | 3 |
| Thomas Pierson Espy | Nashville, Tn | May 22, 2014 | 42 y | 2 |
| Jordan Charles HendryCertified Financial Planner | Clayton, Mo | Jun 21, 2017 | 10 y | 0 |
| Sarah Emmerick | Nashville, Tn | Aug 14, 2018 | 18 y | 0 |
| Kaley Porter Idol | Nashville, Tn | Aug 14, 2018 | 10 y | 0 |
| Sylvia Rae Menz | Nashville, Tn | Feb 18, 2022 | 10 y | 0 |
| Ethan William Daniels | Clayton, Mo | Oct 4, 2022 | 10 y | 0 |
| Richard Jay Getzoff | Nashville, Tn | Aug 28, 2023 | 33 y | 2 |
| John W Alexander | Nashville, Tn | Aug 29, 2023 | 33 y | 1 |
| John David Crowley | Clayton, Mo | Aug 31, 2023 | 28 y | 1 |
| Chong Uk Nam | Henderson, Nv | Sep 1, 2023 | 31 y | 4 |
| Matthew Michael Imhof | Henderson, Nv | Sep 1, 2023 | 10 y | 1 |
| Warren Terry | Clayton, Mo | Sep 19, 2023 | 25 y | 2 |
| Jason TschudyCertified Financial Planner | Saint Louis, Mo | Sep 20, 2023 | 25 y | 1 |
| Elizabeth Reed Quillin | Clayton, Mo | Sep 21, 2023 | 26 y | 4 |
| Caroline Jones Toniolo | Nashville, Tn | Sep 22, 2023 | 11 y | 1 |
| Wendell Elmore JonesCertified Financial Planner | Florence, Sc | Sep 22, 2023 | 32 y | 1 |
| Jason L Hartman | Clayton, Mo | Sep 27, 2023 | 15 y | 1 |
| Stuart Miller Porterfield | Nashville, Tn | Sep 28, 2023 | 33 y | 6 |
| Ellen GuerraCertified Financial Planner | Nashville, Tn | Sep 29, 2023 | 10 y | 1 |
| Bryan Michael Pumphrey | Nashville, Tn | Sep 29, 2023 | 25 y | 1 |
| Lucas Evan Glass | Clayton, Mo | Oct 11, 2023 | 21 y | 1 |
| Thomas James ShelderCertified Financial Planner | Nashville, Tn | Oct 13, 2023 | 15 y | 1 |
| Dalton Lee HorstmeierCertified Financial Planner | Moberly, Mo | Oct 27, 2023 | 10 y | 1 |
| Robert Shane Adrian | Nashville, Tn | Oct 27, 2023 | 31 y | 1 |
| Keith Allen Vanderveen | Wellington, Fl | Oct 30, 2023 | 42 y | 2 |
| Julianna Marie Devonshire | Shillington, Pa | Nov 7, 2023 | 17 y | 1 |
| Nicholas Edward Giordano | Glen Allen, Va | Nov 9, 2023 | 22 y | 1 |
Advisor movement
11 left, 156 joined in 12 months
net +145 in 12 months1 left in 90 days38 joined in 90 daysdeparture rate 2.0% of current headcount14 left over 36 months
Left, latest
- Carolyn Smith Link to Charles Schwab & Co., Inc.Jul 31, 2026 · RIA to affiliated broker-dealer or bank
- Christopher Bishop to Thrivent Investment Management Inc.May 8, 2026 · RIA to affiliated broker-dealer or bank
- Simon Wright to J.P. Morgan Securities LLCApr 20, 2026 · RIA to wirehouse
- Andrew Emerson Shuford to Wealthcare Advisory Partners LLCMar 17, 2026 · RIA to RIA
- Matthew Anthony Turo to Morgan StanleyFeb 20, 2026 · RIA to wirehouse
- Brent Andrew Hann to Osaic Institutions, Inc.Feb 20, 2026 · RIA to affiliated broker-dealer or bank
- Erin A Hendrickson to Raymond James Financial Services Advisors, IncJan 8, 2026 · RIA to affiliated broker-dealer or bank
- Megan Gray Sassone to Wells Fargo AdvisorsNov 14, 2025 · RIA to wirehouse
- Timothy Greer to J.P. Morgan Securities LLCNov 12, 2025 · RIA to wirehouse
- William Keith Phillips to LPL Financial LLCOct 7, 2025 · RIA to affiliated broker-dealer or bank
- Frank Price Phillips to LPL Financial LLCOct 7, 2025 · RIA to affiliated broker-dealer or bank
- Joseph Hunyor to Cambridge Investment Research Advisors, Inc.Jul 31, 2025 · RIA to affiliated broker-dealer or bank
- Robert Earl Dykes to Ameriprise Financial Services, LLCJan 27, 2025 · RIA to affiliated broker-dealer or bank
- Lucy Samuel to J.P. Morgan Securities LLCDec 18, 2023 · RIA to wirehouse
- Richard Thomas Kintz to LPL Financial LLCAug 17, 2023 · RIA to affiliated broker-dealer or bank
Joined, latest
- Isaac Joseph Bushen from Commonwealth Financial NetworkSep 16, 2026 · Affiliated broker-dealer or bank to independent RIA
- Michael Andrew Germo from Commonwealth Financial NetworkSep 8, 2026 · Affiliated broker-dealer or bank to independent RIA
- David Edward Bucholtz from Financial Planning Resources, Inc.Sep 8, 2026 · Other
- Shawn Thomas Keisuke Mccarthy from Raymond James Financial Services Advisors, IncSep 8, 2026 · Affiliated broker-dealer or bank to independent RIA
- Kelly Lynn Vinopal from Commonwealth Financial NetworkSep 8, 2026 · Affiliated broker-dealer or bank to independent RIA
- James Frank Tracz from Financial Planning Resources, Inc.Sep 8, 2026 · Other
- Sheila Adair Jacobs from Wells Fargo AdvisorsSep 3, 2026 · Wirehouse to independent RIA
- Charles Jerry Lewis from Wells Fargo AdvisorsSep 1, 2026 · Wirehouse to independent RIA
- Jennifer Eileen Gonzales from Wells Fargo AdvisorsAug 28, 2026 · Wirehouse to independent RIA
- Jason Alexander Eckerman from Wells Fargo AdvisorsAug 28, 2026 · Wirehouse to independent RIA
- Sean Charles Price from Wells Fargo AdvisorsAug 28, 2026 · Wirehouse to independent RIA
- Thomas James Faley from Wells Fargo AdvisorsAug 28, 2026 · Wirehouse to independent RIA
- Ali Rose Boop-Nilsen from Wells Fargo AdvisorsAug 28, 2026 · Wirehouse to independent RIA
- Justin Taft Shaw from Edward JonesAug 12, 2026 · Affiliated broker-dealer or bank to independent RIA
- Deborah L Bradford from Wells Fargo AdvisorsAug 10, 2026 · Wirehouse to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for LPL Financial LLCOct 7, 2025 · Nashville, Tn
- 3 joined from Commonwealth Financial NetworkSep 14, 2026 · Willoughby Hills, Oh
- 3 joined from Wells Fargo AdvisorsSep 10, 2026 · Bellevue, Wa
- 5 joined from Wells Fargo AdvisorsAug 11, 2026 · Meridian, Ms
- 4 joined from Wells Fargo AdvisorsAug 3, 2026 · Waco, Tx
- 6 joined from Wells Fargo AdvisorsJul 20, 2026 · Albany, Ny
- 4 joined from Raymond James Financial Services Advisors, IncJul 15, 2026 · Issaquah, Wa
- 3 joined from Wells Fargo AdvisorsJun 24, 2026 · Laguna Beach, Ca
- 3 joined from Wells Fargo AdvisorsJun 22, 2026 · Indianapolis, In
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- John W Alexander · Co-Presidentcontrolsince 08/2023 · owns less than 5%
- David John Kowach · Ceocontrolsince 08/2023 · owns less than 5%
- David Warren III Wiley III · Co-President Advisory Businesscontrolsince 08/2023 · owns less than 5%
- Chyrlan Elizabeth Cooper · Coosince 08/2023 · owns less than 5%
- Kaley Porter Idol · Chief Compliance Officersince 12/2021 · owns less than 5%
- Richard Scott Nelson · Cfosince 08/2023 · owns less than 5%
- Angela Turner Samol · Finopsince 01/2023 · owns less than 5%
- Michael Christopher Schaller · Controller/Finopsince 02/2025 · owns less than 5%
- Alyson Mencio Stevens · Chief Compliance Officer - Advisory Businesssince 05/2017 · owns less than 5%
Entity owners
- Ampersand Partners, LLC · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Clayton, Mo | 412 | 171 | 1 | ||
| Nashville, Tn · principal | 183 | 0 | 3 | 1 | |
| Davidson, Nc | 12 | 1 | 1 | ||
| Columbia, Sc | 11 | 2 | 0 | ||
| Glen Allen, Va | 10 | 0 | 0 | ||
| Winston Salem, Nc | 10 | 0 | 0 | ||
| Pittsford, Ny | 10 | 3 | 0 | ||
| Wichita, Ks | 9 | 0 | 0 | ||
| Tyler, Tx | 9 | 1 | 0 | ||
| Fayetteville, Ar | 9 | 0 | 0 | ||
| Saint Louis, Mo | 8 | 3 | 1 | ||
| Florham Park, Nj | 8 | 8 | 1 | ||
| Arlington Heights, Il | 8 | 6 | 0 | ||
| Austin, Tx | 8 | 7 | 0 | ||
| Sumter, Sc | 8 | 2 | 0 | ||
| Boston, Ma | 8 | 2 | 0 | ||
| Northbrook, Il | 7 | 2 | 0 | ||
| Boca Raton, Fl | 7 | 5 | 0 | ||
| Albany, Ny | 7 | 7 | 0 | ||
| Charlottesville, Va | 7 | 7 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Tyler, TX7 employees
- Fort Worth, TX5 employees
- Sumter, SC5 employees
- Glen Allen, VA5 employees
- Westfield, NJ4 employees
- Terra Haute, IN4 employees
- Columbia, SC4 employees
- Ann Arbor, MI4 employees
- Clemson, SC3 employees
- Indiana, PA3 employees
- Bloomington, MN3 employees
- Palestine, TX3 employees
- Basking Ridge, NJ3 employees
- Virginia Beach, VA3 employees
- Clayton, MO3 employees
- Florence, SC3 employees
- Olympia, WA3 employees
- Henderson, NV2 employees
- Las Vegas, NV2 employees
- Moberly, MO2 employees
- Marshall, MO2 employees
- Columbia, SC2 employees
- Farmington, NM2 employees
- Midland, TX2 employees
- Conroe, TX2 employees
ADV anomalies
6 against comparable advisers; where to look, not conclusions
- growth on all axesCombination · filing Mar 30, 2026RAUM, offices and advisors all grew 25 percent or more in one year: a platform in expansion or an acquisition. RAUM $14,146,591,395 to $30,268,689,798, advisors 272 to 439, private clients 26949 to 53863, offices 50 to 122 (2025-04-16 to 2026-03-30)peers: independent wealth managers, $20B and over (84)
- account count surgeChange between filings · filing Mar 30, 2026accounts (Item 5.F.2.f) moved from 32,200.0 to 62,194.0 (+93.0%) between the annual amendments of 2025-04-16 and 2026-03-30; the peer median change was +7.0% (76 comparable advisers, 96.0th percentile of changes)peers: independent wealth managers, $20B and over (76) · 96% percentile
- advisor count surgeChange between filings · filing Mar 30, 2026advisory representatives (Item 5.B.3) moved from 272.0 to 439.0 (+61.0%) between the annual amendments of 2025-04-16 and 2026-03-30; the peer median change was +5.0% (64 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $20B and over (64) · 98% percentile
- client count surgeChange between filings · filing Mar 30, 2026individual and HNW clients (Item 5.D) moved from 26,949.0 to 53,863.0 (+100.0%) between the annual amendments of 2025-04-16 and 2026-03-30; the peer median change was +8.0% (63 comparable advisers, 100.0th percentile of changes)peers: independent wealth managers, $20B and over (63) · 100% percentile
- office count surgeChange between filings · filing Mar 30, 2026offices other than the principal office (Item 1.F.5) moved from 50.0 to 122.0 (+144.0%) between the annual amendments of 2025-04-16 and 2026-03-30; the peer median change was +2.0% (54 comparable advisers, 100.0th percentile of changes)peers: independent wealth managers, $20B and over (54) · 100% percentile
- RAUM up 50 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $14,146,591,395 to $30,268,689,798 (+114.0%) between the annual amendments of 2025-04-16 and 2026-03-30; the peer median change was +16.0% (80 comparable advisers, 95.0th percentile of changes)peers: independent wealth managers, $20B and over (80) · 95% percentile
What changed
consecutive filings, newest first
- Accounts · 32,200 to 62,194Dec 15, 2025 to Mar 30, 2026
- Advisory employees · 272 to 439Dec 15, 2025 to Mar 30, 2026
- BD registered reps · 322 to 504Dec 15, 2025 to Mar 30, 2026
- Charity clients · 15 to 22Dec 15, 2025 to Mar 30, 2026
- Corporate clients · 114 to 735Dec 15, 2025 to Mar 30, 2026
- HNW clients · 4,279 to 11,803Dec 15, 2025 to Mar 30, 2026
- Individual clients · 22,670 to 42,060Dec 15, 2025 to Mar 30, 2026
- Pension plan clients · 815 to 1,887Dec 15, 2025 to Mar 30, 2026
- Assets in custody · $14B to $30BDec 15, 2025 to Mar 30, 2026
- Employees · 475 to 703Dec 15, 2025 to Mar 30, 2026
- Insurance-licensed employees · 2 to 1Dec 15, 2025 to Mar 30, 2026
- Financial planning clients · 0 to 1-10Dec 15, 2025 to Mar 30, 2026
- State-registered IARs · 272 to 439Dec 15, 2025 to Mar 30, 2026
- Other offices · 50 to 122Dec 15, 2025 to Mar 30, 2026
- Discretionary RAUM · $14B to $29BDec 15, 2025 to Mar 30, 2026
- HNW RAUM · $4.6B to $11BDec 15, 2025 to Mar 30, 2026
- Individual RAUM · $5.4B to $9.3BDec 15, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $154M to $993MDec 15, 2025 to Mar 30, 2026
- Pension RAUM · $366M to $862MDec 15, 2025 to Mar 30, 2026
- RAUM · $14B to $30BDec 15, 2025 to Mar 30, 2026
- Financial planning clients · 0 to 0Jun 20, 2025 to Sep 26, 2025
- Accounts · 3,051 to 32,200Feb 22, 2025 to Apr 16, 2025
- Advisory employees · 174 to 272Feb 22, 2025 to Apr 16, 2025
- BD registered reps · 217 to 322Feb 22, 2025 to Apr 16, 2025
- Charity clients · 3 to 15Feb 22, 2025 to Apr 16, 2025
- Corporate clients · unset to 114.0Feb 22, 2025 to Apr 16, 2025
- HNW clients · unset to 4279.0Feb 22, 2025 to Apr 16, 2025
- Individual clients · 2,795 to 22,670Feb 22, 2025 to Apr 16, 2025
- Pension plan clients · 11 to 815Feb 22, 2025 to Apr 16, 2025
- Assets in custody · $1.3B to $14BFeb 22, 2025 to Apr 16, 2025
- Employees · 327 to 475Feb 22, 2025 to Apr 16, 2025
- State-registered IARs · 174 to 272Feb 22, 2025 to Apr 16, 2025
- Discretionary RAUM · $1.1B to $14BFeb 22, 2025 to Apr 16, 2025
- HNW RAUM · unset to 4591835514.0Feb 22, 2025 to Apr 16, 2025
- Individual RAUM · $862M to $5.4BFeb 22, 2025 to Apr 16, 2025
- Non-discretionary RAUM · $98.9M to $154MFeb 22, 2025 to Apr 16, 2025
- Pension RAUM · $4.0M to $366MFeb 22, 2025 to Apr 16, 2025
- RAUM · $1.2B to $14BFeb 22, 2025 to Apr 16, 2025
- Wrap assets (manager) · 0.0 to unsetFeb 22, 2025 to Apr 16, 2025
- Wrap assets (sponsor) · 0.0 to unsetFeb 22, 2025 to Apr 16, 2025
Signals
60 dated events
- Isaac Joseph Bushen registered as an investment adviser representative at &PartnersSep 16, 2026 · Advisor registered · fact
- Presley Lynn Johnston registered as an investment adviser representative at &PartnersSep 15, 2026 · Advisor registered · fact
- 2 advisors left Commonwealth Financial Network (Willoughby Hills, OH) for &Partners on the same daySep 14, 2026 · Team lift-out · derived
- 3 advisors left Wells Fargo Advisors (Bellevue, WA) for &Partners a day apartSep 10, 2026 · Team lift-out · derived
- 5 advisors left Wells Fargo Advisors (Meridian, MS) for &Partners on the same dayAug 11, 2026 · Team lift-out · derived
- 4 advisors left Wells Fargo Advisors (Waco, TX) for &Partners within 4 daysAug 3, 2026 · Team lift-out · derived
- Carolyn Smith Link left &Partners for Charles Schwab & Co., Inc. (registered 2026-09-04)Jul 31, 2026 · Advisor changed firm · fact
- 6 advisors left Wells Fargo Advisors (Albany, NY) for &Partners on the same dayJul 20, 2026 · Team lift-out · derived
- 4 advisors left Raymond James Financial Services Advisors, Inc (Issaquah, WA) for &Partners on the same dayJul 15, 2026 · Team lift-out · derived
- 3 advisors left Wells Fargo Advisors (Laguna Beach, CA) for &Partners on the same dayJun 24, 2026 · Team lift-out · derived
- 2 advisors left Wells Fargo Advisors (Randolph, NJ) for &Partners on the same dayJun 22, 2026 · Team lift-out · derived
- 3 advisors left Wells Fargo Advisors (Indianapolis, IN) for &Partners on the same dayJun 22, 2026 · Team lift-out · derived
- 4 advisors left Wells Fargo Advisors (Barrington, IL) for &Partners on the same dayMay 14, 2026 · Team lift-out · derived
- Christopher Bishop left &Partners for Thrivent Investment Management Inc. (registered 2026-05-27)May 8, 2026 · Advisor changed firm · fact
- 3 advisors left Wells Fargo Advisors (Cleveland, OH) for &Partners on the same dayMay 7, 2026 · Team lift-out · derived
- Simon Wright left &Partners for J.P. Morgan Securities Llc (registered 2026-07-09)Apr 20, 2026 · Advisor changed firm · fact
- &Partners reported 122 offices beyond its principal office, up from 50 (2025-12-15 to 2026-03-30)Mar 30, 2026 · Office count change · derived
- &Partners reported RAUM $30.3B, up 114% from $14.1B (2025-12-15 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- &Partners reported 439 state-registered advisory representatives, up from 272 (2025-12-15 to 2026-03-30)Mar 30, 2026 · Advisor headcount change · derived
- Andrew Emerson Shuford left &Partners for Wealthcare Advisory Partners Llc (registered 2026-03-13)Mar 17, 2026 · Advisor changed firm · fact
- 3 advisors left Wells Fargo Advisors (Norwich, NY) for &Partners on the same dayMar 16, 2026 · Team lift-out · derived
- 7 advisors left Wells Fargo Advisors (Charlottesville, VA) for &Partners on the same dayMar 10, 2026 · Team lift-out · derived
- 2 advisors left LPL Financial LLC (San Diego, CA) for &Partners within 2 daysMar 4, 2026 · Team lift-out · derived
- Matthew Anthony Turo left &Partners for Morgan Stanley (registered 2026-03-11)Feb 20, 2026 · Advisor changed firm · fact
- Brent Andrew Hann left &Partners for Osaic Institutions, Inc. (registered 2026-03-02)Feb 20, 2026 · Advisor changed firm · fact
- 2 advisors left LPL Financial LLC (Tifton, GA) for &Partners on the same dayFeb 11, 2026 · Team lift-out · derived
- 2 advisors left Ameriprise Financial Services, LLC (Leesville, SC) for &Partners within 2 daysFeb 10, 2026 · Team lift-out · derived
- 3 advisors left Wells Fargo Advisors (Oneonta, NY) for &Partners on the same dayJan 14, 2026 · Team lift-out · derived
- Erin A Hendrickson left &Partners for Raymond James Financial Services Advisors, Inc (registered 2026-05-19)Jan 8, 2026 · Advisor changed firm · fact
- 4 advisors left Wells Fargo Advisors (Naperville, IL) for &Partners on the same dayNov 26, 2025 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
- Wiley Bros.-Aintree Capital, LLC · Private Equityshared crd · intermediary
- Wiley Bros.-Aintree Capital, LLC · Venture Capitalshared crd · org
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/and-partners-wealth-managementreportedpublic record, Form ADV, Sep 17, 2026
- Website
- ANDPARTNERS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 615-255-6431reportedpublic record, Form ADV, Jun 22, 2026
- Contact form
- andpartners.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- andpartners.com/leadershipreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $56.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026