RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
F••••• G•••••
- Title
- First Vice President - Investmentsreportedleftbrainwm.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- L••• B•••• W••••• M••••••••• L•• independent RIA currentsince Aug 8, 2016 · Naperville, Il
- S•••••••• A••••••• L•• national BDFeb 12, 2008 to Aug 8, 2016 · Orland Park, Il
- S•••••••• A••••••• L•• national BDSep 30, 2005 to Jan 9, 2008 · Covington, Ky
- I••••• F•••••••• C••••••••• formerFeb 9, 2005 to Sep 8, 2005 · Tinley Park, Il
- C••••• A•••••• N••••••• L•• formerJun 7, 2004 to Feb 11, 2005 · Burbank, Il
- M•••••• I••••••••• F••• S••••••• L•• unclassifiedNov 9, 1999 to May 24, 2004 · Milwaukee, Wi
- S•••••••• A••••••• L•• to L••• B•••• W••••• M••••••••• L••left Aug 8, 2016, registered Aug 8, 2016 (0 days) · Affiliated broker-dealer or bank to independent RIA
- I••••• F•••••••• C••••••••• to S•••••••• A••••••• L••left Sep 8, 2005, registered Sep 30, 2005 (22 days) · Other
- C••••• A•••••• N••••••• L•• to I••••• F•••••••• C•••••••••left Feb 11, 2005, registered Feb 9, 2005 (-2 days) · Other
- M•••••• I••••••••• F••• S••••••• L•• to C••••• A•••••• N••••••• L••left May 24, 2004, registered Jun 7, 2004 (14 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address