DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K•••• M••••• R••••

C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedAsheville, Nc dual registrantIAPD 3228448

Certified Financial Planner

Feed of 09/14/2026

Also filed as K•••• Patricia M•••••

At current firm

0 y

since Oct 22, 2025

In the industry

26 y

since Dec 14, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
since Oct 22, 2025 · Candler, Nc
C••••••••• F•••••••• N•••••• national BD
Aug 23, 2023 to Oct 22, 2025 · Asheville, Nc
L•• F•••••••• L•• BD affiliated
Apr 3, 2009 to Aug 28, 2023 · Asheville, Nc
H••••• L•••• S••••••••• L•• unclassified
May 15, 2007 to May 20, 2009 · Asheville, Nc
L•• F•••••••• L•• BD affiliated
Oct 2, 2006 to May 15, 2007 · Asheville, Nc
A• G• E•••••• • S•••• I••• unclassified
Aug 3, 2005 to Aug 23, 2006 · Asheville, Nc

Moves

a registration end followed by a registration begin elsewhere

C••••••••• F•••••••• N•••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Oct 22, 2025, registered Oct 22, 2025 (0 days) · Affiliated broker-dealer or bank to another
L•• F•••••••• L•• to C••••••••• F•••••••• N••••••
left Aug 28, 2023, registered Aug 23, 2023 (-5 days) · Affiliated broker-dealer or bank to another · moved with a team
H••••• L•••• S••••••••• L•• to L•• F•••••••• L••
left May 20, 2009, registered Apr 3, 2009 (-47 days) · Other
L•• F•••••••• L•• to H••••• L•••• S••••••••• L••
left May 15, 2007, registered May 15, 2007 (0 days) · Other
A• G• E•••••• • S•••• I••• to L•• F•••••••• L••
left Aug 23, 2006, registered Oct 2, 2006 (40 days) · Other

Signals

K•••• M••••• R•••• left C••••••••• F•••••••• N•••••• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2025-10-22)
Oct 22, 2025 · Advisor changed firm · fact
K•••• M••••• R•••• left L•• F•••••••• L•• for C••••••••• F•••••••• N•••••• (registered 2023-08-23)
Aug 28, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address