RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• B••••• I•••••
- C••• I••••••••• A••••••• S•••••••• L•• institutional currentsince Sep 17, 2020 · Atlanta, Ga
- U•• A••••••• institutionalJul 23, 2018 to Aug 12, 2020 · Glastonbury, Ct
- A••••••••• F•••••••• S•••••••• L•• national BDMay 30, 2013 to May 31, 2018 · Minneapolis, Mn
- J••• H•••••• I••••••••• M••••••••• L•• asset managerDec 23, 2008 to Dec 31, 2010 · Atlanta, Ga
- F•• S••••••••• C••••••••• formerMay 4, 2007 to Jun 9, 2008 · Atlanta, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 25, 2005 to Feb 28, 2006 · Alpharetta, Ga
- C•••••••• G••••• M•••••• I••• BD affiliatedJul 28, 2003 to Sep 27, 2004 · Atlanta, Ga
- A• G• E•••••• • S•••• I••• unclassifiedMar 18, 2003 to Aug 6, 2003 · Atlanta, Ga
- U•• A••••••• to C••• I••••••••• A••••••• S•••••••• L••left Aug 12, 2020, registered Sep 17, 2020 (36 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to U•• A•••••••left May 31, 2018, registered Jul 23, 2018 (53 days) · Other
- J••• H•••••• I••••••••• M••••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Dec 31, 2010, registered May 30, 2013 (881 days) · Other
- F•• S••••••••• C••••••••• to J••• H•••••• I••••••••• M••••••••• L••left Jun 9, 2008, registered Dec 23, 2008 (197 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F•• S••••••••• C•••••••••left Feb 28, 2006, registered May 4, 2007 (430 days) · Other
- C•••••••• G••••• M•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 27, 2004, registered Oct 25, 2005 (393 days) · Other
- A• G• E•••••• • S•••• I••• to C•••••••• G••••• M•••••• I•••left Aug 6, 2003, registered Jul 28, 2003 (-9 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address