RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••• L••• C•••
- M•••• F•••••••• A••••••• BD affiliated currentsince Nov 15, 2017 · Alpharetta, Ga
- S•••••• W••••• P•••••••• L•• BD affiliatedFeb 25, 2013 to Oct 31, 2017 · Atlanta, Ga
- L•••••••• P••••••• S••••••••• L•• formerJul 10, 2012 to Nov 20, 2018 · Atlanta, Ga
- L•• F•••••••• L•• BD affiliatedMay 8, 2012 to Oct 28, 2015 · Atlanta, Ga
- B••••••• C•••••• A••••••• formerSep 9, 2011 to Jun 4, 2012 · Boca Raton, Fl
- C••••••• W••••• A•••••••• L•• formerSep 9, 2011 to May 8, 2012 · Atlanta, Ga
- L•••••••• P••••••• S••••••••• L•• to S•••••• W••••• P•••••••• L••left Nov 20, 2018, registered Feb 25, 2013 (-2094 days) · Other
- S•••••• W••••• P•••••••• L•• to M•••• F•••••••• A•••••••left Oct 31, 2017, registered Nov 15, 2017 (15 days) · Other · moved with a team
- L•• F•••••••• L•• to L•••••••• P••••••• S••••••••• L••left Oct 28, 2015, registered Jul 10, 2012 (-1205 days) · Other
- B••••••• C•••••• A••••••• to L•• F•••••••• L••left Jun 4, 2012, registered May 8, 2012 (-27 days) · Other
- C••••••• W••••• A•••••••• L•• to B••••••• C•••••• A•••••••left May 8, 2012, registered Sep 9, 2011 (-242 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address