DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Biltmore Capital Advisors

Former SEC-registered adviserBoca Raton, FloridaCRD 143965SEC 801-68057IAPD
Legal name Biltmore Capital Advisors, LLC
Latest filing Mar 10, 2022
First filing on the tape Apr 2, 2012 · 32 filings
RAUM
$645M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$639M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$645M as of Mar 10, 2022
Apr 2, 2012$226M then
HNW client RAUM$578M as of Mar 10, 2022
Mar 29, 2018$446M then
State-registered IARs (5.B.3)6 as of Mar 10, 2022
Apr 2, 20120 then
Employees (5.A)7 as of Mar 10, 2022
Mar 19, 20134 then
Private funds: no history
RAUM +24% over the last fiscal year+21% a year over threeIARs 6 to 6
Practice profile
derived from the filing of Mar 10, 2022; every figure names its basis
RAUM per advisor
$107MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
55derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$4.0MderivedHNW RAUM over HNW clients
Average account
$489,768derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.2derivedItem 5.A over advisors
Advisors per office
3.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+24%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+25%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, publications, educational seminarsreportedItem 5.G
Custody
$43.9M, 48 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$578M90%
  • Individuals$61.1M9.5%
  • Corporations and businesses$4.5M0.7%
  • Charitable organizations$1.3M0.2%
Individual clients
183reported
HNW clients
146reported
Pension plan clients
0reported
Charitable clients
1reported
Accounts
1,316reported
Financial planning clients
11-25reported
Wrap fee programs
noreported
Custody of client assets
$43.9M for 48 clientsreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • James Timothy Ralph · Coocontrol
      since 01/2019 · owns 10% to 25%
    • Tyler Daniel Vernon · Managing Member/Chief Compliance Officercontrol
      since 09/2007 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    • Princeton, NJ1 employees
    What changed
    consecutive filings, newest first
    • Accounts · 942 to 1,316
      Jan 24, 2022 to Mar 10, 2022
    • Charity clients · 0 to 1
      Jan 24, 2022 to Mar 10, 2022
    • HNW clients · 128 to 146
      Jan 24, 2022 to Mar 10, 2022
    • Individual clients · 136 to 183
      Jan 24, 2022 to Mar 10, 2022
    • Pension plan clients · 1 to 0
      Jan 24, 2022 to Mar 10, 2022
    • Discretionary RAUM · $519M to $645M
      Jan 24, 2022 to Mar 10, 2022
    • HNW RAUM · $466M to $578M
      Jan 24, 2022 to Mar 10, 2022
    • Individual RAUM · $47.4M to $61.1M
      Jan 24, 2022 to Mar 10, 2022
    • Pension RAUM · $711,841 to $0
      Jan 24, 2022 to Mar 10, 2022
    • RAUM · $519M to $645M
      Jan 24, 2022 to Mar 10, 2022
    • Related adviser · true to false
      Sep 17, 2021 to Jan 24, 2022
    • Accounts · 793 to 942
      Aug 28, 2020 to Mar 29, 2021
    • Corporate clients · 2 to 4
      Aug 28, 2020 to Mar 29, 2021
    • HNW clients · 117 to 128
      Aug 28, 2020 to Mar 29, 2021
    • Individual clients · 96 to 136
      Aug 28, 2020 to Mar 29, 2021
    • Assets in custody · $181M to $43.9M
      Aug 28, 2020 to Mar 29, 2021
    • Discretionary RAUM · $438M to $519M
      Aug 28, 2020 to Mar 29, 2021
    • HNW RAUM · $402M to $466M
      Aug 28, 2020 to Mar 29, 2021
    • Individual RAUM · $33.4M to $47.4M
      Aug 28, 2020 to Mar 29, 2021
    • Pension RAUM · $651,253 to $711,841
      Aug 28, 2020 to Mar 29, 2021
    • RAUM · $438M to $519M
      Aug 28, 2020 to Mar 29, 2021
    • Accounts · 764 to 793
      Oct 10, 2019 to Mar 30, 2020
    • Advisory employees · 5 to 6
      Oct 10, 2019 to Mar 30, 2020
    • Advisory activities · 4 to 6
      Oct 10, 2019 to Mar 30, 2020
    • Charity clients · 2 to 0
      Oct 10, 2019 to Mar 30, 2020
    • Corporate clients · 3 to 2
      Oct 10, 2019 to Mar 30, 2020
    • HNW clients · 180 to 117
      Oct 10, 2019 to Mar 30, 2020
    • Individual clients · 30 to 96
      Oct 10, 2019 to Mar 30, 2020
    • Pension plan clients · 0 to 1
      Oct 10, 2019 to Mar 30, 2020
    • Employees · 5 to 7
      Oct 10, 2019 to Mar 30, 2020
    • Insurance-licensed employees · 0 to 5
      Oct 10, 2019 to Mar 30, 2020
    • State-registered IARs · 5 to 6
      Oct 10, 2019 to Mar 30, 2020
    • Other offices · 2 to 1
      Oct 10, 2019 to Mar 30, 2020
    • Discretionary RAUM · $354M to $438M
      Oct 10, 2019 to Mar 30, 2020
    • HNW RAUM · $360M to $402M
      Oct 10, 2019 to Mar 30, 2020
    • Individual RAUM · $3.3M to $33.4M
      Oct 10, 2019 to Mar 30, 2020
    • Non-discretionary RAUM · $10.9M to $0
      Oct 10, 2019 to Mar 30, 2020
    • Pension RAUM · $0 to $651,253
      Oct 10, 2019 to Mar 30, 2020
    • RAUM · $365M to $438M
      Oct 10, 2019 to Mar 30, 2020
    • Other offices · 3 to 2
      Mar 28, 2019 to Oct 10, 2019
    Signals
    7 dated events
    • Daniel Vernon left Biltmore Capital Advisors for Stone Creek Capital Management Llc (registered 2017-04-25)
      Jun 29, 2022 · Advisor changed firm · fact
    • Adam David Rauscher left Biltmore Capital Advisors for Stone Creek Capital Management Llc (registered 2019-02-01)
      Jun 29, 2022 · Advisor changed firm · fact
    • Timothy James Ralph left Biltmore Capital Advisors for Stone Creek Capital Management Llc (registered 2017-03-30)
      Jun 29, 2022 · Advisor changed firm · fact
    • Justin D Eccleston left Biltmore Capital Advisors for Stone Creek Capital Management Llc (registered 2017-03-31)
      Jun 29, 2022 · Advisor changed firm · fact
    • Biltmore Capital Advisors's advisors moved to Stone Creek Capital Management LLC (Boca Raton, FL): 4 of 4 registered, on the same day
      Jun 29, 2022 · Firm absorbed (people side) · derived
    • Nathaniel Lewis Burstin left Biltmore Capital Advisors for Merit Financial Advisors (registered 2022-04-08)
      Apr 25, 2022 · Advisor changed firm · fact
    • James Timothy Ralph (Coo) appeared on Schedule A of Biltmore Capital Advisors
      Jan 3, 2019 · Control person joined · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026