DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
John Walter Going
Certified Financial Planner
Feed of 09/14/2026
Also filed as John Walter Going
At current firm
0 y
since May 26, 2026
In the industry
27 y
since Jun 17, 1999 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- The Ameriflex Group BD affiliated currentsince May 26, 2026 · Las Vegas, Nv
- Osaic Wealth, Inc. BD affiliatedJan 24, 2025 to May 29, 2026 · Houston, Tx
- Osaic Fs, Inc. formerDec 21, 2007 to Jan 24, 2025 · Houston, Tx
- 1717 Capital Management Company unclassifiedOct 20, 2003 to Dec 31, 2007 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- Osaic Wealth, Inc. to The Ameriflex Groupleft May 29, 2026, registered May 26, 2026 (-3 days) · Affiliated broker-dealer or bank to another · moved with a team
- Osaic Fs, Inc. to Osaic Wealth, Inc.left Jan 24, 2025, registered Jan 24, 2025 (0 days) · corporate re-registration, not a move
- 1717 Capital Management Company to Osaic Fs, Inc.left Dec 31, 2007, registered Dec 21, 2007 (-10 days) · Other
Signals
- John Walter Going left Osaic Wealth, Inc. for The Ameriflex Group (registered 2026-05-26)May 29, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address