RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••• J•••• B•••••
- E•••••• F•••••••• E•••••• independent RIA currentsince Nov 1, 2018 · Boca Raton, Fl
- E•••••• F•••••••• S•••••••• L•• formerOct 7, 2013 to Nov 1, 2018 · Boca Rotan, Fl
- B•••• F•••••••• G•••• I•• unclassifiedMar 9, 2005 to May 2, 2006 · Boca Raton, Fl
- E•••••• F•••••••• S•••••••• L•• to E•••••• F•••••••• E••••••left Nov 1, 2018, registered Nov 1, 2018 (0 days) · corporate re-registration, not a move
- B•••• F•••••••• G•••• I•• to E•••••• F•••••••• S•••••••• L••left May 2, 2006, registered Oct 7, 2013 (2715 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address