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Registered advisor
L••••• J••• G•••••••
Feed of 09/14/2026
Also filed as L••••• J•••
At current firm
1 y
since Apr 4, 2025
In the industry
11 y
since May 1, 2015 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Apr 4, 2025 · El Segundo, Ca
- R•• C•••••• M••••••• L•• national BDDec 26, 2023 to Apr 8, 2025 · Century City, Ca
- R•• C•••••• M••••••• L•• national BDDec 20, 2023 to Dec 22, 2023 · Century City, Ca
- M••••• S•••••• wirehouseOct 28, 2022 to Dec 15, 2023 · El Segundo, Ca
- R•• C•••••• M••••••• L•• national BDFeb 21, 2017 to Nov 1, 2022 · Seal Beach, Ca
Moves
a registration end followed by a registration begin elsewhere
- R•• C•••••• M••••••• L•• to M••••• S••••••left Apr 8, 2025, registered Apr 4, 2025 (-4 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- M••••• S•••••• to R•• C•••••• M••••••• L••left Dec 15, 2023, registered Dec 20, 2023 (5 days) · Wirehouse to affiliated broker-dealer or bank
- R•• C•••••• M••••••• L•• to M••••• S••••••left Nov 1, 2022, registered Oct 28, 2022 (-4 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- L••••• J••• G••••••• left R•• C•••••• M••••••• L•• for M••••• S•••••• (registered 2025-04-04)Apr 8, 2025 · Advisor changed firm · fact
- L••••• J••• G••••••• left M••••• S•••••• for R•• C•••••• M••••••• L•• (registered 2023-12-20)Dec 15, 2023 · Advisor changed firm · fact
- L••••• J••• G••••••• left R•• C•••••• M••••••• L•• for M••••• S•••••• (registered 2022-10-28)Nov 1, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address