DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••• P• C•••••••

O•••• W•••••• I•••BD affiliatedJericho, Nydual registrantIAPD 3236220

Feed of 09/14/2026

Also filed as D•••• Phillip C•••••••

At current firm

0 y

since Jan 15, 2026

In the industry

27 y

since Jun 28, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O•••• W•••••• I••• BD affiliated current
since Jan 15, 2026 · Jericho, Ny
L•• F•••••••• L•• BD affiliated
May 25, 2023 to Jan 15, 2026 · Melville, Ny
N••• C••••••••• BD affiliated
Sep 7, 2016 to Jun 23, 2023 · Syosset, Ny
W•••• F•••• A••••••• wirehouse
Nov 28, 2008 to Aug 17, 2016 · Garden City, Ny
M••••• S•••••• • C•• L•• unclassified
Apr 24, 2007 to Dec 16, 2008 · Garden City, Ny

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to O•••• W•••••• I•••
left Jan 15, 2026, registered Jan 15, 2026 (0 days) · Affiliated broker-dealer or bank to another
N••• C••••••••• to L•• F•••••••• L••
left Jun 23, 2023, registered May 25, 2023 (-29 days) · Affiliated broker-dealer or bank to another
W•••• F•••• A••••••• to N••• C•••••••••
left Aug 17, 2016, registered Sep 7, 2016 (21 days) · Other
M••••• S•••••• • C•• L•• to W•••• F•••• A•••••••
left Dec 16, 2008, registered Nov 28, 2008 (-18 days) · Other

Signals

D•••• P• C••••••• left L•• F•••••••• L•• for O•••• W•••••• I••• (registered 2026-01-15)
Jan 15, 2026 · Advisor changed firm · fact
D•••• P• C••••••• left N••• C••••••••• for L•• F•••••••• L•• (registered 2023-05-25)
Jun 23, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address