RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••• A•• M•••••••••
- O•••• W•••••• I••• BD affiliated currentsince Apr 17, 2026 · West Palm Beach, Fl
- S••••••• I••••••••• I••• formerOct 12, 2012 to Sep 12, 2013 · Boston, Ma
- M••••••• I••••••••• M••••••••• ••• L•• asset managerApr 6, 2011 to Sep 6, 2013 · Boston, Ma
- J••• H•••••• I••••••••• M••••••••• L•• asset managerJan 6, 2009 to Dec 31, 2010 · Oakland Park, Fl
- J••• H•••••• D••••••••• L•• unclassifiedOct 17, 2002 to Dec 31, 2006 · Oakland Park, Fl
- S••••••• I••••••••• I••• to O•••• W•••••• I•••left Sep 12, 2013, registered Apr 17, 2026 (4600 days) · Other
- M••••••• I••••••••• M••••••••• ••• L•• to S••••••• I••••••••• I•••left Sep 6, 2013, registered Oct 12, 2012 (-329 days) · channel change inside one enterprise, not a move
- J••• H•••••• I••••••••• M••••••••• L•• to M••••••• I••••••••• M••••••••• ••• L••left Dec 31, 2010, registered Apr 6, 2011 (96 days) · corporate re-registration, not a move
- J••• H•••••• D••••••••• L•• to J••• H•••••• I••••••••• M••••••••• L••left Dec 31, 2006, registered Jan 6, 2009 (737 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address