RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•••• H••••• D••• G••••••••
- L•• F•••••••• L•• BD affiliated currentsince Dec 10, 2024 · Columbia, Md
- V•••• F•••••••• A•••••••• I••• BD affiliatedJun 29, 2015 to Dec 6, 2024 · Linthicum Heights, Md
- C••••• I••••••••• A••••••• L•• BD affiliatedMar 7, 2014 to Jun 17, 2015 · Baltimore, Md
- V••••• F•••• A•••• M••••••••• L•• formerDec 16, 2013 to Mar 12, 2014 · King Of Prussia, Pa
- V•••• F•••••••• A•••••••• I••• BD affiliatedAug 8, 2012 to Oct 31, 2013 · Linthicum Heights, Md
- B••• I••••••••• S•••••••• I••• formerJan 26, 2009 to Aug 2, 2012 · Charlotte, Nc
- B••• I••••••••• S•••••••• I••• formerJun 22, 2004 to Dec 31, 2008 · Charlotte, Nc
- V•••• F•••••••• A•••••••• I••• to L•• F•••••••• L••left Dec 6, 2024, registered Dec 10, 2024 (4 days) · Affiliated broker-dealer or bank to another
- C••••• I••••••••• A••••••• L•• to V•••• F•••••••• A•••••••• I•••left Jun 17, 2015, registered Jun 29, 2015 (12 days) · Other
- V••••• F•••• A•••• M••••••••• L•• to C••••• I••••••••• A••••••• L••left Mar 12, 2014, registered Mar 7, 2014 (-5 days) · Other
- V•••• F•••••••• A•••••••• I••• to V••••• F•••• A•••• M••••••••• L••left Oct 31, 2013, registered Dec 16, 2013 (46 days) · Other
- B••• I••••••••• S•••••••• I••• to V•••• F•••••••• A•••••••• I•••left Aug 2, 2012, registered Aug 8, 2012 (6 days) · Other
- E•••• H••••• D••• G•••••••• left V•••• F•••••••• A•••••••• I••• for L•• F•••••••• L•• (registered 2024-12-10)Dec 6, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address