DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••••• P••• W••••• M•••••••••
Legal name F•••••••• A••••••••• I••
Latest filing Feb 9, 2026
First filing on the tape Jan 11, 2021 · 18 filings
SEC status approved since Feb 11, 2021
RAUM
$472M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
92%
$434M individuals and HNW
Advisors
9
registered through the firm on IAPD
RAUM per advisor
$52.5M
derived; firm RAUM over IAPD count
Employees
12
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$472M as of Feb 9, 2026
Feb 26, 2021$171M then
HNW client RAUM$243M as of Feb 9, 2026
Feb 26, 2021$47.0M then
State-registered IARs (5.B.3)10 as of Feb 9, 2026
Feb 26, 20214 then
Employees (5.A)12 as of Feb 9, 2026
Feb 26, 20215 then
Private funds: no history
RAUM +36% over the last fiscal year+32% a year over threeIARs 8 to 10
Practice profile
derived from the filing of Feb 9, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $52.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 100derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $228,348derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 7.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 9.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +36%derivedbetween the last two annual amendments
- Advisor growth, one year
- +25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +14%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$243M51%
- Individuals$191M40%
- Insurance companies$19.1M4.0%
- Charitable organizations$16.5M3.5%
- Corporations and businesses$3.1M0.7%
- Individual clients
- 810reported
- HNW clients
- 87reported
- Pension plan clients
- 0reported
- Charitable clients
- 2reported
- Accounts
- 2,069reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.92 fund_share=0.0 institutional_share=0.08 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
9 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••• J••• K•••••• | J••••••, Mi | Aug 19, 2019 | 13 y | 0 |
| T••••• J•••• P•••• | J••••••, Mi | Jul 27, 2020 | 27 y | 4 |
| M•••••• B•••• B••••••Certified Financial Planner | J••••••, Mi | Nov 19, 2021 | 17 y | 2 |
| M•••••• K•• R•••••••Certified Financial Planner | J••••••, Mi | Aug 2, 2022 | 14 y | 0 |
| D•••• A••••• L••• | J••••••, Mi | Jan 3, 2025 | 38 y | 0 |
| K•••••• J••• W•••• | J••••••, Mi | Jan 3, 2025 | 11 y | 0 |
| S••••• J••• G•••••• | J••••••, Mi | Aug 11, 2025 | 11 y | 0 |
| V••••••• J•• B••••• | J••••••, Mi | Aug 26, 2025 | 11 y | 0 |
| J••••• L•••••• W••••••Certified Financial Planner | J••••••, Mi | Feb 2, 2026 | 10 y | 1 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 11% of current headcount1 left over 36 months
Left, latest
- D••••• J••••• C••• to M••••• G••••• A••••••• I•••Nov 6, 2025 · RIA to RIA
- D••••• L•••• to S• A••••••• L••Jul 27, 2020 · Other
Joined, latest
- J••••• L•••••• W•••••• from Z•••• F••••••••Feb 2, 2026 · RIA to RIA
- D••••• J••••• C••• from L•• F•••••••• L••Aug 8, 2024 · Affiliated broker-dealer or bank to independent RIA
- M•••••• B•••• B•••••• from S• A••••••• L••Nov 19, 2021 · Other
- T••••• J•••• P•••• from C••• L••Jul 27, 2020 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••• M••••••• B•••• · President/Chief Compliance Officer.controlsince 01/2016 · owns 75% or more
- B•••••• V•••••••• J•• · Secretarysince 01/2019 · owns 10% to 25%
Related persons
Schedule D 7.A
- S• A••••••• L••real estaten
- S••••••• P••• T•• A•• A••••••••• S••••••••insurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| J••••••, Mi · principal | 9 | 1 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Feb 9, 2026RAUM (Item 5.F) moved from $347,960,970 to $472,452,040 (+36.0%) between the annual amendments of 2025-03-06 and 2026-02-09; the peer median change was +15.0% (4550 comparable advisers, 91.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 91% percentile
What changed
consecutive filings, newest first
- Accounts · 1,783 to 2,069Jan 2, 2026 to Feb 9, 2026
- Advisory employees · 9 to 10Jan 2, 2026 to Feb 9, 2026
- Corporate clients · 4 to 2Jan 2, 2026 to Feb 9, 2026
- HNW clients · 56 to 87Jan 2, 2026 to Feb 9, 2026
- Individual clients · 733 to 810Jan 2, 2026 to Feb 9, 2026
- Pension plan clients · 1 to 0Jan 2, 2026 to Feb 9, 2026
- Employees · 11 to 12Jan 2, 2026 to Feb 9, 2026
- State-registered IARs · 9 to 10Jan 2, 2026 to Feb 9, 2026
- Discretionary RAUM · $348M to $470MJan 2, 2026 to Feb 9, 2026
- HNW RAUM · $159M to $243MJan 2, 2026 to Feb 9, 2026
- Individual RAUM · $150M to $191MJan 2, 2026 to Feb 9, 2026
- Non-discretionary RAUM · $0 to $2.4MJan 2, 2026 to Feb 9, 2026
- Pension RAUM · $1.5M to $0Jan 2, 2026 to Feb 9, 2026
- RAUM · $348M to $472MJan 2, 2026 to Feb 9, 2026
- Advisory employees · 8 to 9Mar 6, 2025 to Aug 18, 2025
- Employees · 10 to 11Mar 6, 2025 to Aug 18, 2025
- State-registered IARs · 8 to 9Mar 6, 2025 to Aug 18, 2025
- Accounts · 1,609 to 1,783Aug 21, 2024 to Mar 6, 2025
- Charity clients · 1 to 2Aug 21, 2024 to Mar 6, 2025
- Corporate clients · 2 to 4Aug 21, 2024 to Mar 6, 2025
- HNW clients · 51 to 56Aug 21, 2024 to Mar 6, 2025
- Individual clients · 685 to 733Aug 21, 2024 to Mar 6, 2025
- Pension plan clients · 0 to 1Aug 21, 2024 to Mar 6, 2025
- Financial planning clients · 251-500 to 251-500Aug 21, 2024 to Mar 6, 2025
- Discretionary RAUM · $272M to $348MAug 21, 2024 to Mar 6, 2025
- HNW RAUM · $121M to $159MAug 21, 2024 to Mar 6, 2025
- Individual RAUM · $133M to $150MAug 21, 2024 to Mar 6, 2025
- Pension RAUM · $0 to $1.5MAug 21, 2024 to Mar 6, 2025
- RAUM · $272M to $348MAug 21, 2024 to Mar 6, 2025
- Advisory employees · 7 to 8May 16, 2024 to Aug 21, 2024
- Employees · 9 to 10May 16, 2024 to Aug 21, 2024
- State-registered IARs · 7 to 8May 16, 2024 to Aug 21, 2024
- Accounts · 1,527 to 1,609Mar 6, 2024 to May 16, 2024
- HNW clients · 38 to 51Mar 6, 2024 to May 16, 2024
- Individual clients · 767 to 685Mar 6, 2024 to May 16, 2024
- Pension plan clients · 6 to 0Mar 6, 2024 to May 16, 2024
- Discretionary RAUM · $251M to $272MMar 6, 2024 to May 16, 2024
- HNW RAUM · $104M to $121MMar 6, 2024 to May 16, 2024
- Individual RAUM · $128M to $133MMar 6, 2024 to May 16, 2024
- Non-discretionary RAUM · $21.3M to $0Mar 6, 2024 to May 16, 2024
Signals
3 dated events
- S••••••• P••• W••••• M••••••••• reported RAUM $472.5M, up 36% from $348.0M (2026-01-02 to 2026-02-09)Feb 9, 2026 · RAUM change · derived
- D••••• J••••• C••• left S••••••• P••• W••••• M••••••••• for M••••• G••••• A••••••• I••• (registered 2025-12-16)Nov 6, 2025 · Advisor changed firm · fact
- S••••••• P••• W••••• M••••••••• filed its initial SEC registration (Form ADV)Jan 11, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 616-457-5450reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/straight-path-wealth-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- straightpathadvisors.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 616-288-3670reportedpublic record, Form ADV, Feb 9, 2026
- Contact form
- straightpathadvisors.com/contact-usreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $52.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026