RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• D••• G•••••••
- E•••••••• W••••• M••••••••• L•• independent RIA currentsince Mar 10, 2016 · Williamston, Mi
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedAug 19, 2011 to Apr 3, 2015 · Williamston, Mi
- N••• F•••••••• G••••• I••• formerMay 18, 2010 to Aug 16, 2011 · Lapeer, Mi
- C•••••••• I••••••••• R••••••• A•••••••• I••• to E•••••••• W••••• M••••••••• L••left Apr 3, 2015, registered Mar 10, 2016 (342 days) · Other
- N••• F•••••••• G••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Aug 16, 2011, registered Aug 19, 2011 (3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address