DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E•••••••• W••••• M••••••••• L••
Latest filing Mar 20, 2026
First filing on the tape Apr 26, 2022 · 9 filings
SEC status approved since May 27, 2022
RAUM
$249M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$249M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$41.5M
derived; firm RAUM over IAPD count
Employees
8
5 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$249M as of Mar 20, 2026
Mar 21, 2023$143M then
HNW client RAUM$101M as of Mar 20, 2026
Mar 21, 2023$39.1M then
State-registered IARs (5.B.3)6 as of Mar 20, 2026
Mar 21, 20235 then
Employees (5.A)8 as of Mar 20, 2026
Mar 21, 20237 then
Private funds: no history
RAUM +18% over the last fiscal year+20% a year over threeIARs 5 to 6
Practice profile
derived from the filing of Mar 20, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $41.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 117derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.1MderivedHNW RAUM over HNW clients
- Average account
- $164,489derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 2.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.7%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$147M59%
- High-net-worth individuals$101M41%
- Charitable organizations$71,2670.0%
- Corporations and businesses$11,7890.0%
- Individual clients
- 655reported
- HNW clients
- 49reported
- Pension plan clients
- 0reported
- Charitable clients
- 1reported
- Accounts
- 1,512reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• D•••• G••••••• | Williamston, Mi | Jan 28, 2015 | 19 y | 1 |
| S•••••• L••••••• H••••• | Perrysburg, Oh | Aug 3, 2015 | 21 y | 2 |
| J•••••• D••• G••••••• | Williamston, Mi | Mar 10, 2016 | 27 y | 2 |
| A••••• J••••••• N••••• | Perrysburg, Oh | Jun 7, 2016 | 10 y | 0 |
| C••••• M•••••• G•••• | Williamston, Mi | Aug 26, 2025 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J•••••• D••• G••••••• from C•••••••• I••••••••• R••••••• A•••••••• I•••Mar 10, 2016 · Other
- S•••••• L••••••• H••••• from C•••••• P••••••••• L••Aug 3, 2015 · Other
- M•••••• D•••• G••••••• from C•••••• P••••••••• L••Jan 28, 2015 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••• D••••• C• · Chief Compliance Officercontrolsince 07/2021 · owns less than 5%
- G•••••••• J••••••• D••• · Investment Advisor Representative & Membercontrolsince 12/2014 · owns 25% to 50%
- H•••••• S••••••• L••••••• · Chief Investment Officer & Membercontrolsince 12/2014 · owns 25% to 50%
Related persons
Schedule D 7.A
- A••••• J• N•••••real estaten
- J•••••• D• G•••••••real estatey
- M•••••• D•••• G•••••••real estatey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Williamston, Mi · principal | 5 | 0 | 0 | ||
| Perrysburg, Oh | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Perrysburg, OH2 employees
- Williamston, MI1 employees
What changed
consecutive filings, newest first
- Accounts · 1,458 to 1,512Sep 5, 2025 to Mar 20, 2026
- HNW clients · 39 to 49Sep 5, 2025 to Mar 20, 2026
- Individual clients · 640 to 655Sep 5, 2025 to Mar 20, 2026
- Discretionary RAUM · $211M to $249MSep 5, 2025 to Mar 20, 2026
- HNW RAUM · $78.3M to $101MSep 5, 2025 to Mar 20, 2026
- Individual RAUM · $133M to $147MSep 5, 2025 to Mar 20, 2026
- RAUM · $211M to $249MSep 5, 2025 to Mar 20, 2026
- Advisory employees · 4 to 5Mar 14, 2025 to Sep 5, 2025
- Employees · 7 to 8Mar 14, 2025 to Sep 5, 2025
- State-registered IARs · 5 to 6Mar 14, 2025 to Sep 5, 2025
- Accounts · 1,307 to 1,458Sep 12, 2024 to Mar 14, 2025
- Charity clients · 2 to 1Sep 12, 2024 to Mar 14, 2025
- HNW clients · 28 to 39Sep 12, 2024 to Mar 14, 2025
- Individual clients · 608 to 640Sep 12, 2024 to Mar 14, 2025
- Financial planning clients · unset to Sep 12, 2024 to Mar 14, 2025
- Discretionary RAUM · $175M to $211MSep 12, 2024 to Mar 14, 2025
- HNW RAUM · $55.0M to $78.3MSep 12, 2024 to Mar 14, 2025
- Individual RAUM · $119M to $133MSep 12, 2024 to Mar 14, 2025
- RAUM · $175M to $211MSep 12, 2024 to Mar 14, 2025
- Accounts · 1,243 to 1,307Mar 21, 2023 to Mar 19, 2024
- Charity clients · unset to 2.0Mar 21, 2023 to Mar 19, 2024
- Corporate clients · unset to 1.0Mar 21, 2023 to Mar 19, 2024
- HNW clients · 21 to 28Mar 21, 2023 to Mar 19, 2024
- Individual clients · 561 to 608Mar 21, 2023 to Mar 19, 2024
- Discretionary RAUM · $143M to $175MMar 21, 2023 to Mar 19, 2024
- HNW RAUM · $39.1M to $55.0MMar 21, 2023 to Mar 19, 2024
- Individual RAUM · $103M to $119MMar 21, 2023 to Mar 19, 2024
- RAUM · $143M to $175MMar 21, 2023 to Mar 19, 2024
- Accounts · 886 to 1,243Nov 16, 2022 to Mar 21, 2023
- Charity clients · 2.0 to unsetNov 16, 2022 to Mar 21, 2023
- Corporate clients · 1.0 to unsetNov 16, 2022 to Mar 21, 2023
- Individual clients · 393 to 561Nov 16, 2022 to Mar 21, 2023
- Discretionary RAUM · $119M to $143MNov 16, 2022 to Mar 21, 2023
- HNW RAUM · $33.9M to $39.1MNov 16, 2022 to Mar 21, 2023
- Individual RAUM · $85.1M to $103MNov 16, 2022 to Mar 21, 2023
- RAUM · $119M to $143MNov 16, 2022 to Mar 21, 2023
Signals
1 dated events
- E•••••••• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Apr 26, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 517-655-2118reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (517) 655-2118reportedpublic record, Form ADV, Mar 20, 2026
- Contact form
- investevergreen.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $41.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026