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Feed of 09/15/2026
Also filed as D•••• Quintana
At current firm
10 y
since Oct 5, 2015
In the industry
21 y
since Jul 29, 2005 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Oct 5, 2015 · Houston, Tx
- U•• F•••••••• S••••••• I••• wirehouseOct 17, 2013 to Oct 2, 2015 · Houston, Tx
- M••••• S•••••• wirehouseJun 1, 2009 to Oct 23, 2013 · Houston, Tx
- C•••••••• G••••• M•••••• I••• BD affiliatedApr 4, 2008 to Jun 1, 2009 · Houston, Tx
- U•• F•••••••• S••••••• I••• wirehouseAug 9, 2007 to Mar 12, 2008 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Oct 2, 2015, registered Oct 5, 2015 (3 days) · Wirehouse to wirehouse
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Oct 23, 2013, registered Oct 17, 2013 (-6 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to C•••••••• G••••• M•••••• I•••left Mar 12, 2008, registered Apr 4, 2008 (23 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address