RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• P••••••• T•••••
- B•••• W•••••• L•• independent RIA currentsince Jan 3, 2025 · Huntington, Ny
- B•••• W•••••• L•• formerJul 14, 2023 to Dec 31, 2024 · Atlanta, Ga
- C•••••• G•••• P•••••• C••••• S•••••••• I••• independent RIAJul 1, 2021 to Jul 17, 2023 · Los Angeles, Ca
- C•••••• B••• A•• T•••• C•••••• asset managerMar 27, 2018 to Jul 1, 2021 · New York, Ny
- W•••• F•••• A••••••• wirehouseApr 3, 2013 to Feb 13, 2018 · Minneapolis, Mn
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 29, 2007 to Sep 3, 2009 · Uniondale, Ny
- C••••••• I••••••••• S••••••• unclassifiedApr 11, 2002 to May 29, 2007 · Uniondale, Ny
- B•••• W•••••• L•• to B•••• W•••••• L••left Dec 31, 2024, registered Jan 3, 2025 (3 days) · channel change inside one enterprise, not a move · moved with a team
- C•••••• G•••• P•••••• C••••• S•••••••• I••• to B•••• W•••••• L••left Jul 17, 2023, registered Jul 14, 2023 (-3 days) · RIA to RIA
- C•••••• B••• A•• T•••• C•••••• to C•••••• G•••• P•••••• C••••• S•••••••• I•••left Jul 1, 2021, registered Jul 1, 2021 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to C•••••• B••• A•• T•••• C••••••left Feb 13, 2018, registered Mar 27, 2018 (42 days) · Other
- C•••••••• G••••• M•••••• I••• to W•••• F•••• A•••••••left Sep 3, 2009, registered Apr 3, 2013 (1308 days) · Other
- C••••••• I••••••••• S••••••• to C•••••••• G••••• M•••••• I•••left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move
- M••• P••••••• T••••• left C•••••• G•••• P•••••• C••••• S•••••••• I••• for B•••• W•••••• L•• (registered 2023-07-14)Jul 17, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address