RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• S•••••••••
- A•••••• W••••• A••••••• independent RIA currentsince Jun 3, 2010 · Hollywood, Fl
- A•••••• W••••• A••••••• independent RIAAug 26, 2016 to Jun 15, 2017 · Coral Gables, Fl
- F•• W••••• M••••••••• L•• unclassifiedOct 30, 2008 to Aug 31, 2010 · Hollywood, Fl
- A•••••• W••••• A••••••• independent RIAMar 20, 2006 to Dec 31, 2008 · Hollywood, Fl
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedFeb 25, 2005 to May 5, 2006 · Hollywood, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDJul 29, 1999 to Jan 17, 2003 · Hollywood, Fl
- A•••••• W••••• A••••••• to no registered destinationleft Jun 15, 2017 · Departure, no registered destination
- F•• W••••• M••••••••• L•• to A•••••• W••••• A•••••••left Aug 31, 2010, registered Jun 3, 2010 (-89 days) · Other
- A•••••• W••••• A••••••• to F•• W••••• M••••••••• L••left Dec 31, 2008, registered Oct 30, 2008 (-62 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to A•••••• W••••• A•••••••left May 5, 2006, registered Mar 20, 2006 (-46 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to R•••••• J•••• F•••••••• S•••••••• I•••left Jan 17, 2003, registered Feb 25, 2005 (770 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address