DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Eric Brian Shepard
Feed of 09/15/2026
At current firm
8 y
since Dec 20, 2017
In the industry
26 y
since Oct 28, 1999 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Arvest Wealth Management independent RIA currentsince Dec 20, 2017 · Tulsa, Ok
- MML Investors Services, LLC BD affiliatedMar 25, 2017 to Oct 20, 2017 · Rochester, Mn
- Msi Financial Services, Inc. formerJan 2, 2015 to Mar 25, 2017 · Minnetonka, Mn
- New England Securities Corporation formerJan 29, 2014 to Jan 2, 2015 · Rochester, Mn
- Waddell & Reed formerFeb 8, 2005 to Feb 28, 2012 · Tulsa, Ok
- New England Securities Corporation formerAug 5, 2002 to Nov 30, 2004 · Tulsa, Ok
- Eagle Strategies LLC BD affiliatedJan 4, 2002 to Oct 4, 2002 · Oklahoma City, Ok
Moves
a registration end followed by a registration begin elsewhere
- MML Investors Services, LLC to Arvest Wealth Managementleft Oct 20, 2017, registered Dec 20, 2017 (61 days) · Other
- Msi Financial Services, Inc. to MML Investors Services, LLCleft Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- New England Securities Corporation to Msi Financial Services, Inc.left Jan 2, 2015, registered Jan 2, 2015 (0 days) · corporate re-registration, not a move
- Waddell & Reed to New England Securities Corporationleft Feb 28, 2012, registered Jan 29, 2014 (701 days) · Other
- New England Securities Corporation to Waddell & Reedleft Nov 30, 2004, registered Feb 8, 2005 (70 days) · Other
- Eagle Strategies LLC to New England Securities Corporationleft Oct 4, 2002, registered Aug 5, 2002 (-60 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address