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Registered advisor
T••• J•••• D••••
Feed of 09/14/2026
Also filed as T••• J D••••
At current firm
10 y
since Jul 22, 2016
In the industry
26 y
since Jun 13, 2000 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Jul 22, 2016 · Wayne, Nj
- M••••• S•••••• wirehouseJun 1, 2009 to Aug 16, 2016 · Morristown, Nj
- M••••• S•••••• • C•• L•• unclassifiedMay 28, 2008 to Jun 1, 2009 · New York, Ny
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 28, 2004 to Jun 12, 2008 · Wayne, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 31, 2001 to Jun 2, 2004 · Wayne, Nj
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 16, 2016, registered Jul 22, 2016 (-25 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- C•••••••• G••••• M•••••• I••• to M••••• S•••••• • C•• L••left Jun 12, 2008, registered May 28, 2008 (-15 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••••• G••••• M•••••• I•••left Jun 2, 2004, registered May 28, 2004 (-5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address