DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

F•••••••• S• V•

M••••• S••••••wirehouseDeerfield, Ildual registrantIAPD 3241945

Feed of 09/14/2026

Also filed as Farrahlyn C Sanchez

At current firm

1 y

since Oct 9, 2024

In the industry

27 y

since Aug 13, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• S•••••• wirehouse current
since Oct 9, 2024 · Deerfield, Il
R•• C•••••• M••••••• L•• national BD
Jul 19, 2023 to Aug 15, 2024 · Buffalo Grove, Il
O••••••••• • C•• I••• BD affiliated
Feb 21, 2006 to Jun 16, 2023 · Chicago, Il
M•••••• F••••••••• I••• unclassified
Aug 8, 2005 to Feb 1, 2006 · Chicago, Il
R••••• W• B•••• • C•• I••••••••• mixed wealth
May 16, 2003 to Jun 3, 2004 · Chicago, Il

Moves

a registration end followed by a registration begin elsewhere

R•• C•••••• M••••••• L•• to M••••• S••••••
left Aug 15, 2024, registered Oct 9, 2024 (55 days) · Affiliated broker-dealer or bank to wirehouse
O••••••••• • C•• I••• to R•• C•••••• M••••••• L••
left Jun 16, 2023, registered Jul 19, 2023 (33 days) · Affiliated broker-dealer or bank to another
M•••••• F••••••••• I••• to O••••••••• • C•• I•••
left Feb 1, 2006, registered Feb 21, 2006 (20 days) · Other
R••••• W• B•••• • C•• I••••••••• to M•••••• F••••••••• I•••
left Jun 3, 2004, registered Aug 8, 2005 (431 days) · Other

Signals

F•••••••• S• V• left R•• C•••••• M••••••• L•• for M••••• S•••••• (registered 2024-10-09)
Aug 15, 2024 · Advisor changed firm · fact
F•••••••• S• V• left O••••••••• • C•• I••• for R•• C•••••• M••••••• L•• (registered 2023-07-19)
Jun 16, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address