RIA Intelligence

• W•••• F•••• A••••••• wirehouse current
  since Feb 12, 2026 · Huntsville, Al
• U•• F•••••••• S••••••• I••• wirehouse
  Jan 16, 2009 to Feb 23, 2026 · Huntsville, Al
• M••••• S•••••• • C•• L•• unclassified
  Apr 2, 2007 to Jan 22, 2009 · Huntsville, Al
• M••••• S•••••• D• I••• unclassified
  Jul 9, 2003 to Apr 2, 2007 · Huntsville, Al

• U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••
  left Feb 23, 2026, registered Feb 12, 2026 (-11 days) · Wirehouse to wirehouse · moved with a team
• M••••• S•••••• • C•• L•• to U•• F•••••••• S••••••• I•••
  left Jan 22, 2009, registered Jan 16, 2009 (-6 days) · corporate re-registration, not a move
• M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••
  left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move

• J•••• L•• S••••••••• left U•• F•••••••• S••••••• I••• for W•••• F•••• A••••••• (registered 2026-02-12)
  Feb 23, 2026 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

27derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address