RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• P•••••• E•••••
- C•• A•••••••• L•• independent RIA currentsince Feb 17, 2015 · Avon, Ct
- P••••••• I••••••••• M••••••••• I•• formerMar 3, 2012 to Feb 10, 2015 · Simsbury, Ct
- S••••••••• C•••••• independent RIAOct 30, 2002 to Mar 3, 2012 · Simsbury, Ct
- P••••••• I••••••••• M••••••••• I•• to C•• A•••••••• L••left Feb 10, 2015, registered Feb 17, 2015 (7 days) · Other
- S••••••••• C•••••• to P••••••• I••••••••• M••••••••• I••left Mar 3, 2012, registered Mar 3, 2012 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address