DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Stewardship Capital

Independent wealth managerIndependence, MissouriCRD 110944SEC 801-130645website IAPD

Legal name Stewardship Capital, Ltd.

Latest filing Mar 13, 2026

First filing on the tape Mar 16, 2012 · 8 filings

SEC status approved since Jul 9, 2024

RAUM

$168M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

98%

$165M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$42.1M

derived; firm RAUM over IAPD count

Employees

4 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

8 filings and snapshots on the tape

RAUM$168M as of Mar 13, 2026

Mar 16, 2012$65.0M then

HNW client RAUM$101M as of Mar 13, 2026

Mar 12, 2025$73.4M then

State-registered IARs (5.B.3)4 as of Mar 13, 2026

Mar 12, 20254 then

Employees (5.A)5 as of Mar 13, 2026

Mar 12, 20255 then

Private funds: no history

RAUM +19% over the last fiscal yearIARs 4 to 4

Practice profile

derived from the filing of Mar 13, 2026; every figure names its basis

Archetypes, each a printed rule

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control

RAUM per advisor: $42.1MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 96derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $1.8MderivedHNW RAUM over HNW clients
Average account: $429,490derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 2.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.3derivedItem 5.A over advisors
Advisors per office: 4.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: +19%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: -11%derived
Compensation: percentage of assets, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, educational seminarsreportedItem 5.G
Custody: $3.7M, 15 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

is an insurance broker or agent (6.A.6)
buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$101M60%
Individuals$63.6M38%
Charitable organizations$3.5M2.1%

Individual clients: 328reported
HNW clients: 57reported
Pension plan clients: n/areported
Charitable clients: 7reported
Accounts: 392reported
Financial planning clients: 0reported
Wrap fee programs: noreported
Custody of client assets: $3.7M for 15 clientsreported
Compensation: % of AUM, fixedreported
Class basis: private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

4 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Ronald Clark FinkeChartered Financial Consultant	Independence, Mo	Jun 1, 1998	43 y	0
Aaron Joseph Pickert	Independence, Mo	Jan 8, 2016	25 y	3
Lucas Konrad Davis	Independence, Mo	Oct 18, 2016	11 y	0
Christopher Sean WaldenCertified Financial Planner	Independence, Mo	Apr 24, 2024	33 y	3

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

Gregory C Finke to MML Investors Services, LLC
Sep 7, 2017 · Other
Jeffrey Patrick Euting to Pinnacle Investment Management Inc
Mar 3, 2012 · Other

Joined, latest

Christopher Sean Walden from Heartland Capital Advisors, L.C.
Apr 24, 2024 · Other
Aaron Joseph Pickert from Eckman Wealth Management, LLC
Jan 8, 2016 · Other

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

Konrad Lucas Davis · Chief Compliance Officer And Director Of Operationscontrol
since 01/2017 · owns less than 5%
Clark Ronald Finke · President, Chief Investment Officercontrol
since 12/1997 · owns 75% or more

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Independence, Mo · principal	4	0	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

1 against comparable advisers; where to look, not conclusions

account count collapseChange between filings · filing Mar 13, 2026
accounts (Item 5.F.2.f) moved from 840.0 to 392.0 (-53.0%) between the annual amendments of 2025-03-12 and 2026-03-13; the peer median change was +5.0% (3688 comparable advisers, 3.0th percentile of changes)
peers: independent wealth managers, $100M to $500M (3,688) · 2.8% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 840 to 392
Oct 21, 2025 to Mar 13, 2026
HNW clients · 42 to 57
Oct 21, 2025 to Mar 13, 2026
Individual clients · 392 to 328
Oct 21, 2025 to Mar 13, 2026
Assets in custody · $3.2M to $3.7M
Oct 21, 2025 to Mar 13, 2026
Discretionary RAUM · $142M to $168M
Oct 21, 2025 to Mar 13, 2026
HNW RAUM · $73.4M to $101M
Oct 21, 2025 to Mar 13, 2026
Individual RAUM · $65.4M to $63.6M
Oct 21, 2025 to Mar 13, 2026
RAUM · $142M to $168M
Oct 21, 2025 to Mar 13, 2026
Financial planning clients · 0 to 0
Mar 12, 2025 to Oct 21, 2025
Accounts · 846 to 840
Oct 30, 2024 to Mar 12, 2025
Advisory employees · 3 to 4
Oct 30, 2024 to Mar 12, 2025
HNW clients · 39 to 42
Oct 30, 2024 to Mar 12, 2025
Individual clients · 395 to 392
Oct 30, 2024 to Mar 12, 2025
Assets in custody · $3.6M to $3.2M
Oct 30, 2024 to Mar 12, 2025
Employees · 4 to 5
Oct 30, 2024 to Mar 12, 2025
Financial planning clients · 1-10 to 0
Oct 30, 2024 to Mar 12, 2025
State-registered IARs · 3 to 4
Oct 30, 2024 to Mar 12, 2025
Discretionary RAUM · $136M to $142M
Oct 30, 2024 to Mar 12, 2025
HNW RAUM · $66.9M to $73.4M
Oct 30, 2024 to Mar 12, 2025
Individual RAUM · $67.4M to $65.4M
Oct 30, 2024 to Mar 12, 2025
RAUM · $136M to $142M
Oct 30, 2024 to Mar 12, 2025
Accounts · 658 to 846
May 2, 2012 to Jun 9, 2024
Advisory employees · unset to 3.0
May 2, 2012 to Jun 9, 2024
Advisory activities · 4 to 5
May 2, 2012 to Jun 9, 2024
Charity clients · unset to 7.0
May 2, 2012 to Jun 9, 2024
HNW clients · unset to 39.0
May 2, 2012 to Jun 9, 2024
Individual clients · unset to 395.0
May 2, 2012 to Jun 9, 2024
Assets in custody · $5.5M to $3.6M
May 2, 2012 to Jun 9, 2024
Custody of client assets · false to true
May 2, 2012 to Jun 9, 2024
Employees · unset to 4.0
May 2, 2012 to Jun 9, 2024
State-registered IARs · unset to 3.0
May 2, 2012 to Jun 9, 2024
Other offices · unset to 0.0
May 2, 2012 to Jun 9, 2024
Discretionary RAUM · $63.6M to $136M
May 2, 2012 to Jun 9, 2024
HNW RAUM · unset to 66906721.0
May 2, 2012 to Jun 9, 2024
Individual RAUM · unset to 67396117.0
May 2, 2012 to Jun 9, 2024
Non-discretionary RAUM · $1.5M to $0
May 2, 2012 to Jun 9, 2024
RAUM · $65.0M to $136M
May 2, 2012 to Jun 9, 2024

Signals

3 dated events

Konrad Lucas Davis (Chief Compliance Officer And Director Of Operations) appeared on Schedule A of Stewardship Capital
Jun 9, 2024 · Control person joined · fact
Clark Gregory Finke (Vp, Coo, Chief Compliance Officer) no longer on Schedule A of Stewardship Capital (listed 2012-05-02, absent 2024-06-09)
Jun 9, 2024 · Control person left · inference
Stewardship Capital filed its initial SEC registration (Form ADV)
Jun 9, 2024 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business email: info@stewcap.comreportedpublished by the firm, firm site, Sep 16, 2026
Business email: ajpickert@stewcap.comreportedpublished by the firm, firm site, Sep 16, 2026
Business email: escholes@stewcap.comreportedpublished by the firm, firm site, Sep 16, 2026
Business email: lkdavis@stewcap.comreportedpublished by the firm, firm site, Sep 16, 2026
Business email: rcfinke@stewcap.comreportedpublished by the firm, firm site, Sep 16, 2026
Business phone: 816-833-6550reportedpublished by the firm, firm site, Sep 16, 2026
Business phone: 816-833-6650reportedpublished by the firm, firm site, Sep 16, 2026
Firm profile: LINKEDIN.COM/COMPANY/4475534reportedpublic record, Form ADV, Sep 17, 2026
Website: STEWCAP.COMreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 816-833-6650reportedpublic record, Form ADV, Mar 13, 2026
Contact form: stewcap.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $42.1Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026