DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Akf Holdings, LLC

Former SEC-registered adviserCRD 164536SEC 801-76790IAPD
Latest filing Apr 14, 2015
First filing on the tape Jun 6, 2012 · 25 filings
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$0 as of Mar 31, 2015
Mar 15, 2013$103M then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Mar 31, 2015
Mar 15, 20132 then
Employees (5.A)2 as of Mar 31, 2015
Mar 15, 20132 then
Private funds: no history
RAUM -100% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Apr 14, 2015; every figure names its basis
RAUM per advisor
$0derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-100%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourlyreportedItem 5.E
Advisory activities
pension consultingreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
0reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Kaylor Allison Flink · Chief Compliance Officer And Sole Proprietorcontrol
    since 06/2012 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Insurance-licensed employees · 0 to 2
    Apr 2, 2015 to Apr 14, 2015
  • Related broker-dealer · true to false
    Apr 2, 2015 to Apr 14, 2015
  • Accounts · 59 to 0
    Jan 26, 2015 to Feb 25, 2015
  • Non-discretionary RAUM · $195M to $0
    Jan 26, 2015 to Feb 25, 2015
  • RAUM · $195M to $0
    Jan 26, 2015 to Feb 25, 2015
  • Business name · THE 401 (K) CONCIERGE to AKF HOLDINGS, LLC
    Dec 24, 2014 to Jan 26, 2015
  • Legal name · ALLISON KAYLOR FLINK to AKF HOLDINGS, LLC
    Dec 24, 2014 to Jan 26, 2015
  • Organization form · Sole Proprietorship to Limited Liability Company
    Dec 24, 2014 to Jan 26, 2015
  • Employees · 3 to 2
    Aug 15, 2014 to Dec 24, 2014
  • HQ city · SAN ANTONIO to unset
    Jul 15, 2014 to Aug 15, 2014
  • HQ state · TX to unset
    Jul 15, 2014 to Aug 15, 2014
  • Legal name · THE 401(K) CONCIERGE LLC to ALLISON KAYLOR FLINK
    Jul 15, 2014 to Aug 15, 2014
  • Organization form · Limited Liability Company to Sole Proprietorship
    Jul 15, 2014 to Aug 15, 2014
  • Succession · true to false
    Jul 15, 2014 to Aug 15, 2014
  • Succession · false to true
    Apr 11, 2014 to Jul 15, 2014
  • Advisory activities · 2 to 1
    Apr 7, 2014 to Apr 11, 2014
  • BD registered reps · 1 to 2
    Apr 7, 2014 to Apr 11, 2014
  • Discretionary RAUM · $195M to $0
    Apr 7, 2014 to Apr 11, 2014
  • Non-discretionary RAUM · $0 to $195M
    Apr 7, 2014 to Apr 11, 2014
  • Accounts · 125 to 59
    Dec 26, 2013 to Mar 19, 2014
  • BD registered reps · 2 to 1
    Dec 26, 2013 to Mar 19, 2014
  • Employees · 2 to 3
    Dec 26, 2013 to Mar 19, 2014
  • Discretionary RAUM · $0 to $195M
    Dec 26, 2013 to Mar 19, 2014
  • Non-discretionary RAUM · $103M to $0
    Dec 26, 2013 to Mar 19, 2014
  • RAUM · $103M to $195M
    Dec 26, 2013 to Mar 19, 2014
  • Advisory employees · 2 to 1
    Sep 25, 2013 to Dec 26, 2013
  • BD registered reps · 3 to 2
    Sep 25, 2013 to Dec 26, 2013
  • Employees · 3 to 2
    Sep 25, 2013 to Dec 26, 2013
  • State-registered IARs · 2 to 1
    Sep 25, 2013 to Dec 26, 2013
  • Advisory employees · 1 to 2
    Dec 26, 2013 to Dec 26, 2013
  • State-registered IARs · 1 to 2
    Dec 26, 2013 to Dec 26, 2013
  • BD registered reps · 2 to 3
    Mar 15, 2013 to Sep 19, 2013
  • Employees · 2 to 3
    Mar 15, 2013 to Sep 19, 2013
  • Related broker-dealer · false to true
    Mar 15, 2013 to Sep 19, 2013
  • Advisory employees · unset to 2.0
    Oct 22, 2012 to Mar 15, 2013
  • BD registered reps · unset to 2.0
    Oct 22, 2012 to Mar 15, 2013
  • Employees · unset to 2.0
    Oct 22, 2012 to Mar 15, 2013
  • State-registered IARs · unset to 2.0
    Oct 22, 2012 to Mar 15, 2013
  • Non-discretionary RAUM · $101M to $103M
    Oct 22, 2012 to Mar 15, 2013
  • RAUM · $101M to $103M
    Oct 22, 2012 to Mar 15, 2013
Signals
2 dated events
  • The 401 (K) Concierge reported succeeding to the business of Another Adviser (Form ADV Item 4)
    Jul 15, 2014 · Succession (Item 4) · fact
  • The 401 (K) Concierge filed its initial SEC registration (Form ADV)
    Jun 6, 2012 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026