DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Mccarthy Crenshaw
Feed of 09/14/2026
At current firm
0 y
since Nov 19, 2025
In the industry
24 y
since May 15, 2002 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Commonwealth Financial Network national BD currentsince Nov 19, 2025 · Jacksonville Beac, Fl
- Cetera Investment Advisers LLC BD affiliatedOct 21, 2020 to Nov 18, 2025 · Ponte Vedra Beach, Fl
- First Allied Advisory Services, Inc. formerJun 21, 2012 to Nov 12, 2020 · Jacksonville, Fl
- First Allied Securities, Inc. formerNov 16, 2007 to Jul 2, 2012 · San Diego, Ca
- Transamerica Financial Advisors, LLC BD affiliatedSep 25, 2006 to Oct 18, 2007 · Jacksonville, Fl
- Uvest Financial Services Group, Inc. unclassifiedJul 1, 2004 to May 19, 2006 · Jacksonville, Fl
Moves
a registration end followed by a registration begin elsewhere
- Cetera Investment Advisers LLC to Commonwealth Financial Networkleft Nov 18, 2025, registered Nov 19, 2025 (1 days) · Affiliated broker-dealer or bank to another · moved with a team
- First Allied Advisory Services, Inc. to Cetera Investment Advisers LLCleft Nov 12, 2020, registered Oct 21, 2020 (-22 days) · corporate re-registration, not a move
- First Allied Securities, Inc. to First Allied Advisory Services, Inc.left Jul 2, 2012, registered Jun 21, 2012 (-11 days) · corporate re-registration, not a move
- Transamerica Financial Advisors, LLC to First Allied Securities, Inc.left Oct 18, 2007, registered Nov 16, 2007 (29 days) · Other
- Uvest Financial Services Group, Inc. to Transamerica Financial Advisors, LLCleft May 19, 2006, registered Sep 25, 2006 (129 days) · Other
Signals
- Mccarthy Crenshaw left Cetera Investment Advisers Llc for Commonwealth Financial Network (registered 2025-11-19)Nov 18, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address