DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Asta Sanders
Certified Financial Planner
Feed of 09/14/2026
Also filed as Asta Kuplyte
At current firm
9 y
since Feb 8, 2017
In the industry
26 y
since Jan 29, 2000 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Empowered Retirement, Inc. state registered currentsince Feb 8, 2017 · Roseland, Nj
- Origin Investment Advisory LLC independent RIAJan 31, 2022 to Jan 4, 2024 · Sarasota, Fl
- Empowered Retirement, Inc. state registeredMay 12, 2015 to Dec 31, 2016 · Roseland, Nj
- Cetera Investment Services LLC formerSep 6, 2005 to Sep 12, 2012 · Saddle Brook, Nj
- Ryan Beck & Co. unclassifiedNov 23, 2004 to Sep 20, 2005 · Florham Park, Nj
- Bny Mellon Securities Corporation otherMay 10, 2004 to Oct 4, 2004 · Paramus, Nj
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseApr 18, 2000 to May 5, 2004 · Morristown, Nj
Moves
a registration end followed by a registration begin elsewhere
- Origin Investment Advisory LLC to no registered destinationleft Jan 4, 2024 · Departure, no registered destination
- Cetera Investment Services LLC to Empowered Retirement, Inc.left Sep 12, 2012, registered May 12, 2015 (972 days) · Other
- Ryan Beck & Co. to Cetera Investment Services LLCleft Sep 20, 2005, registered Sep 6, 2005 (-14 days) · Other
- Bny Mellon Securities Corporation to Ryan Beck & Co.left Oct 4, 2004, registered Nov 23, 2004 (50 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Bny Mellon Securities Corporationleft May 5, 2004, registered May 10, 2004 (5 days) · Other
Signals
- Asta Sanders no longer registered at Origin Investment Advisory Llc; no later IA registration on IAPDJan 4, 2024 · Advisor departure · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address