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Registered advisor
F••••••• M••• P•••••••
Feed of 09/14/2026
Also filed as F••••••• M••• P•••••••
At current firm
7 y
since Sep 16, 2019
In the industry
23 y
since Oct 8, 2002 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince Sep 16, 2019 · Waukesha, Wi
- W•••• F•••• A••••••• wirehouseJan 7, 2005 to Sep 18, 2019 · Milwaukee, Wi
- M••••• S•••••• D• I••• unclassifiedDec 15, 2003 to Jan 10, 2005 · Wauwatosa, Wi
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to R•••••• J•••• • A••••••••• I•••left Sep 18, 2019, registered Sep 16, 2019 (-2 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- M••••• S•••••• D• I••• to W•••• F•••• A•••••••left Jan 10, 2005, registered Jan 7, 2005 (-3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address