RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•• A••• B••••••••
- L•• F•••••••• L•• BD affiliated currentsince Aug 21, 2025 · New Iberia, La
- F•••• H•••••• A•••••••• I•• formerJan 22, 2021 to Aug 21, 2025 · Lafayette, La
- O•••• I••••••••• I••• BD affiliatedJul 1, 2016 to Jan 22, 2021 · New Iberia, La
- E•••• N••••••• S••••••••• I••• formerDec 23, 2008 to Jul 1, 2016 · New Iberia, La
- F•••• H•••••• A•••••••• I•• to L•• F•••••••• L••left Aug 21, 2025, registered Aug 21, 2025 (0 days) · corporate re-registration, not a move
- O•••• I••••••••• I••• to F•••• H•••••• A•••••••• I••left Jan 22, 2021, registered Jan 22, 2021 (0 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- E•••• N••••••• S••••••••• I••• to O•••• I••••••••• I•••left Jul 1, 2016, registered Jul 1, 2016 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address