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Registered advisor
D•••• J•••• P••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
6 y
since Dec 5, 2019
In the industry
27 y
since Aug 17, 1999 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Dec 5, 2019 · Altamonte Springs, Fl
- C••••• A••••••• L•• formerApr 1, 2014 to Dec 26, 2019 · Maitland, Fl
- M•• F•••••••• S•••••••• I••• formerMay 25, 2001 to Apr 8, 2014 · Huntsville, Al
Moves
a registration end followed by a registration begin elsewhere
- C••••• A••••••• L•• to L•• F•••••••• L••left Dec 26, 2019, registered Dec 5, 2019 (-21 days) · Affiliated broker-dealer or bank to another · moved with a team
- M•• F•••••••• S•••••••• I••• to C••••• A••••••• L••left Apr 8, 2014, registered Apr 1, 2014 (-7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address