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Registered advisor
J•••••• J••• B•••••
Feed of 09/14/2026
At current firm
5 y
since Feb 17, 2021
In the industry
27 y
since Aug 10, 1999 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Feb 17, 2021 · Mooresville, Nc
- B••• S••••••••• L•• formerDec 8, 2017 to Feb 17, 2021 · Charlotte, Nc
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 23, 2009 to Dec 14, 2017 · Charlotte, Nc
- S••••••• I••••••••• S•••••••• I••• formerMay 11, 2006 to May 31, 2006 · Mooresville, Nc
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedFeb 11, 2003 to Oct 23, 2009 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to B••• S••••••••• L••left Dec 14, 2017, registered Dec 8, 2017 (-6 days) · Other · moved with a team
- B••• O• A•••••• I••••••••• S•••••••• I••• to S••••••• I••••••••• S•••••••• I•••left Oct 23, 2009, registered May 11, 2006 (-1261 days) · Other
- S••••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left May 31, 2006, registered Oct 23, 2009 (1241 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address