RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• A••••• P•••
- O•••• W•••••• I••• BD affiliated currentsince Jun 7, 2023 · South Hill, Va
- S••••••• F•••••••• S•••••••• I••• formerDec 2, 2002 to Jun 5, 2023 · South Hill, Va
- I••••••••• A••••••• G••••• I••• unclassifiedOct 14, 1999 to Dec 2, 2002 · Richmond, Va
- S••••••• F•••••••• S•••••••• I••• to O•••• W•••••• I•••left Jun 5, 2023, registered Jun 7, 2023 (2 days) · RIA to affiliated broker-dealer or bank · moved with a team
- I••••••••• A••••••• G••••• I••• to S••••••• F•••••••• S•••••••• I•••left Dec 2, 2002, registered Dec 2, 2002 (0 days) · Other
- M•••••• A••••• P••• left S••••••• F•••••••• S•••••••• I••• for O•••• W•••••• I••• (registered 2023-06-07)Jun 5, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address