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Registered advisor
R•••• J••• L••••
Feed of 09/14/2026
Also filed as R•••• L•••• Colley
At current firm
15 y
since Jan 3, 2011
In the industry
26 y
since Dec 30, 1999 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V••• F•••••••• A•••••••• I••• BD affiliated currentsince Jan 3, 2011 · Fairfax, Va
- V••• F•••••••• P•••••••• L•• formerSep 28, 2009 to Jan 3, 2011 · Fairfax, Va
- M•••••••• A••••••• S•••••••• L•• unclassifiedMay 31, 2000 to Dec 31, 2007 · Annapolis, Md
Moves
a registration end followed by a registration begin elsewhere
- V••• F•••••••• P•••••••• L•• to V••• F•••••••• A•••••••• I•••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
- M•••••••• A••••••• S•••••••• L•• to V••• F•••••••• P•••••••• L••left Dec 31, 2007, registered Sep 28, 2009 (637 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address