RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• C••• P••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Aug 18, 2026 · Honolulu, Hi
- B••••• A••••••• formerMar 30, 2004 to May 3, 2004 · Honolulu, Hi
- A••••••••• F•••••••• S•••••••• L•• national BDAug 23, 1999 to Apr 18, 2002 · Honolulu, Hi
- B••••• A••••••• to C••••• I••••••••• A••••••• L••left May 3, 2004, registered Aug 18, 2026 (8142 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to B••••• A•••••••left Apr 18, 2002, registered Mar 30, 2004 (712 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address