DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Bankoh Advisors

Former SEC-registered adviserHonolulu, HawaiiCRD 29280SEC 801-105480websiteIAPD
Legal name Bankoh Investment Services, Inc.
Latest filing Jun 5, 2025
First filing on the tape Jul 24, 2015 · 24 filings
SEC status approved since Aug 12, 2015
RAUM
$398M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
93%
$370M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
35
25 advisory (5.B.1)
Offices
21
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$398M as of Jun 5, 2025
Mar 22, 2016$124M then
HNW client RAUM$209M as of Jun 5, 2025
Mar 28, 2018$118M then
State-registered IARs (5.B.3)25 as of Jun 5, 2025
Mar 22, 201622 then
Employees (5.A)35 as of Jun 5, 2025
Mar 22, 201633 then
Private funds: no history
RAUM +16% over the last fiscal year+1.7% a year over threeIARs 25 to 25
Practice profile
derived from the filing of Jun 5, 2025; every figure names its basis
RAUM per advisor
$15.9MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
28derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.9MderivedHNW RAUM over HNW clients
Average account
$318,265derivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
4.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.4derivedItem 5.A over advisors
Advisors per office
1.1derived22 offices incl. principal (1.F.5)
RAUM growth, one year
+16%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+3.4%derived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
Wrap fee program
$398MreportedItem 5.I
Ownership
a bank, bancorp or trust company is a 50 percent or greater ownerderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is a broker-dealer (6.A.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$209M53%
  • Individuals$161M40%
  • Pension and profit-sharing plans$14.9M3.7%
  • Corporations and businesses$9.2M2.3%
  • Charitable organizations$4.3M1.1%
Individual clients
588reported
HNW clients
108reported
Pension plan clients
16reported
Charitable clients
3reported
Accounts
1,252reported
Financial planning clients
101-250reported
Wrap fee programs
$398M sponsored, $0 managedreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Marco Aurelio Abbruzzese · Chairman Of The Boardcontrol
    since 02/2022 · owns less than 5%
  • Christopher Robert Keller · Chief Compliance Officercontrol
    since 07/2014 · owns less than 5%
  • Christopher Anthony Otto · President & Ceocontrol
    since 06/2016 · owns less than 5%
  • David Robert Brant · Financial & Operations Principal
    since 01/2022 · owns less than 5%
Entity owners
  • Bank Of Hawaii · Parent
    direct · owns 75% or more · public reporting company
  • Bank Of Hawaii Corporation · Parent
    indirect · owns 75% or more of Bank Of Hawaii · public reporting company
Related persons
Schedule D 7.A
Advisers that list Bankoh Advisors as a related person
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Aiea, Hi000
Ewa Beach, Hi000
Honolulu, Hi · principal000
Kailua, Hi000
Kanehoe, Hi000
Kaneohe, Hi000
Waimanalo, Hi000
Wahiawa, Hi000
Offices
Schedule D 1.F, the 25 largest
  • Pearl City, HI1 employees
  • Mililani, HI1 employees
  • Lihue, HI1 employees
  • Hagatna, GU1 employees
  • Honolulu, HI1 employees
  • Honolulu, HI1 employees
  • Honolulu, HI1 employees
  • Honolulu, HI1 employees
  • Honolulu, HI1 employees
  • Honolulu, HI1 employees
  • Kailua, HI1 employees
  • Kaneohe, HI1 employees
  • Kailua-Kona, HI1 employees
  • Waipahu, HI1 employees
  • Aiea, HI1 employees
  • Kahului, HI1 employees
  • Kapolei, HI1 employees
  • Hilo, HI1 employees
  • Kamuela, HI1 employees
  • Honolulu, HI1 employees
  • Honolulu, HI1 employees
What changed
consecutive filings, newest first
  • Financial planning clients · 101-250 to 101-250
    Mar 28, 2025 to Jun 5, 2025
  • Accounts · 1,202 to 1,252
    Mar 29, 2024 to Mar 28, 2025
  • Corporate clients · 19 to 18
    Mar 29, 2024 to Mar 28, 2025
  • HNW clients · 83 to 108
    Mar 29, 2024 to Mar 28, 2025
  • Individual clients · 590 to 588
    Mar 29, 2024 to Mar 28, 2025
  • Employees · 37 to 35
    Mar 29, 2024 to Mar 28, 2025
  • HNW RAUM · $141M to $209M
    Mar 29, 2024 to Mar 28, 2025
  • Individual RAUM · $178M to $161M
    Mar 29, 2024 to Mar 28, 2025
  • Non-discretionary RAUM · $344M to $398M
    Mar 29, 2024 to Mar 28, 2025
  • Pension RAUM · $12.6M to $14.9M
    Mar 29, 2024 to Mar 28, 2025
  • RAUM · $344M to $398M
    Mar 29, 2024 to Mar 28, 2025
  • Wrap assets (sponsor) · $344M to $398M
    Mar 29, 2024 to Mar 28, 2025
  • Accounts · 1,177 to 1,202
    Mar 31, 2023 to Mar 29, 2024
  • Advisory employees · 32 to 25
    Mar 31, 2023 to Mar 29, 2024
  • BD registered reps · 32 to 31
    Mar 31, 2023 to Mar 29, 2024
  • Corporate clients · 16 to 19
    Mar 31, 2023 to Mar 29, 2024
  • HNW clients · 71 to 83
    Mar 31, 2023 to Mar 29, 2024
  • Individual clients · 625 to 590
    Mar 31, 2023 to Mar 29, 2024
  • Pension plan clients · 11 to 16
    Mar 31, 2023 to Mar 29, 2024
  • Employees · 35 to 37
    Mar 31, 2023 to Mar 29, 2024
  • Financial planning clients · 251-500 to 101-250
    Mar 31, 2023 to Mar 29, 2024
  • State-registered IARs · 22 to 25
    Mar 31, 2023 to Mar 29, 2024
  • HNW RAUM · $113M to $141M
    Mar 31, 2023 to Mar 29, 2024
  • Individual RAUM · $178M to $178M
    Mar 31, 2023 to Mar 29, 2024
  • Non-discretionary RAUM · $318M to $344M
    Mar 31, 2023 to Mar 29, 2024
  • Pension RAUM · $10.3M to $12.6M
    Mar 31, 2023 to Mar 29, 2024
  • RAUM · $318M to $344M
    Mar 31, 2023 to Mar 29, 2024
  • Wrap assets (sponsor) · $318M to $344M
    Mar 31, 2023 to Mar 29, 2024
  • Accounts · 1,118 to 1,177
    Oct 20, 2022 to Mar 31, 2023
  • Advisory employees · 27 to 32
    Oct 20, 2022 to Mar 31, 2023
  • Advisory activities · 2 to 4
    Oct 20, 2022 to Mar 31, 2023
  • BD registered reps · 28 to 32
    Oct 20, 2022 to Mar 31, 2023
  • Corporate clients · 20 to 16
    Oct 20, 2022 to Mar 31, 2023
  • HNW clients · 90 to 71
    Oct 20, 2022 to Mar 31, 2023
  • Individual clients · 562 to 625
    Oct 20, 2022 to Mar 31, 2023
  • Pension plan clients · 4 to 11
    Oct 20, 2022 to Mar 31, 2023
  • Employees · 29 to 35
    Oct 20, 2022 to Mar 31, 2023
  • Financial planning clients · 51-100 to 251-500
    Oct 20, 2022 to Mar 31, 2023
  • Other offices · 23 to 21
    Oct 20, 2022 to Mar 31, 2023
  • HNW RAUM · $163M to $113M
    Oct 20, 2022 to Mar 31, 2023
Signals
36 dated events
  • Bankoh Advisors no longer on the SEC adviser roster (last listed 2025-08-01, RAUM $398.5M)
    Sep 2, 2025 · Left the SEC roster · derived
  • Jennifer Cheryl Cabo left Bankoh Advisors for Cetera Investment Advisers Llc (registered 2025-08-07)
    Aug 11, 2025 · Advisor changed firm · fact
  • Josiah Noeau Valencia left Bankoh Advisors for Cetera Investment Advisers Llc (registered 2025-08-07)
    Aug 11, 2025 · Advisor changed firm · fact
  • Brandon Y K Nahale left Bankoh Advisors for Cetera Investment Advisers Llc (registered 2025-08-07)
    Aug 11, 2025 · Advisor changed firm · fact
  • Tsuyoshi Tsurumi left Bankoh Advisors for Cetera Investment Advisers Llc (registered 2025-08-07)
    Aug 11, 2025 · Advisor changed firm · fact
  • Tammy Haruko Kaetsu left Bankoh Advisors for Cetera Investment Advisers Llc (registered 2025-08-07)
    Aug 11, 2025 · Advisor changed firm · fact
  • Christian William Look left Bankoh Advisors for Cetera Investment Advisers Llc (registered 2025-08-07)
    Aug 11, 2025 · Advisor changed firm · fact
  • Jeri An C Yamamoto left Bankoh Advisors for Cetera Investment Advisers Llc (registered 2025-08-07)
    Aug 11, 2025 · Advisor changed firm · fact
  • Danielle Lum left Bankoh Advisors for Cetera Investment Advisers Llc (registered 2025-08-07)
    Aug 11, 2025 · Advisor changed firm · fact
  • Christopher Anthony Otto left Bankoh Advisors for Cetera Investment Advisers Llc (registered 2025-08-07)
    Aug 11, 2025 · Advisor changed firm · fact
  • Colby Hidetaka Sato left Bankoh Advisors for Cetera Investment Advisers Llc (registered 2025-08-07)
    Aug 11, 2025 · Advisor changed firm · fact
  • Yoko K Farias left Bankoh Advisors for Cetera Investment Advisers Llc (registered 2025-08-07)
    Aug 11, 2025 · Advisor changed firm · fact
  • Naaleialoha Julia Keaunui left Bankoh Advisors for Cetera Investment Advisers Llc (registered 2025-08-07)
    Aug 11, 2025 · Advisor changed firm · fact
  • Chelcy Gima-Viejo Reyes left Bankoh Advisors for Cetera Investment Advisers Llc (registered 2025-08-21)
    Aug 11, 2025 · Advisor changed firm · fact
  • Bryce Tadao Miyamoto left Bankoh Advisors for Cetera Investment Advisers Llc (registered 2025-08-07)
    Aug 11, 2025 · Advisor changed firm · fact
  • Tanya Pascua Tarampi left Bankoh Advisors for Cetera Investment Advisers Llc (registered 2025-08-11)
    Aug 11, 2025 · Advisor changed firm · fact
  • Kelly Dalton Fong left Bankoh Advisors for Cetera Investment Advisers Llc (registered 2025-08-07)
    Aug 11, 2025 · Advisor changed firm · fact
  • Brian Stouffer left Bankoh Advisors for Cetera Investment Advisers Llc (registered 2025-08-07)
    Aug 11, 2025 · Advisor changed firm · fact
  • Wanistha Bahar left Bankoh Advisors for Cetera Investment Advisers Llc (registered 2025-08-11)
    Aug 11, 2025 · Advisor changed firm · fact
  • Scott Jeremy Richardson left Bankoh Advisors for Cetera Investment Advisers Llc (registered 2025-08-08)
    Aug 11, 2025 · Advisor changed firm · fact
  • Lorraine Sim left Bankoh Advisors for Cetera Investment Advisers Llc (registered 2025-08-07)
    Aug 11, 2025 · Advisor changed firm · fact
  • Leena K Howard left Bankoh Advisors for Cetera Investment Advisers Llc (registered 2025-08-07)
    Aug 8, 2025 · Advisor changed firm · fact
  • Bankoh Advisors's advisors moved to Cetera Investment Advisers LLC (Honolulu, HI): 21 of 20 registered, within 3 days
    Aug 8, 2025 · Firm absorbed (people side) · derived
  • Nylene F Numazawa left Bankoh Advisors for Edward Jones (registered 2023-12-20)
    Dec 8, 2023 · Advisor changed firm · fact
  • Robyn Leah Carlson left Bankoh Advisors for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2022-08-17)
    May 5, 2022 · Advisor changed firm · fact
  • Nicholas Frank Roth left Bankoh Advisors for The Strategic Financial Alliance (registered 2022-08-29)
    Mar 21, 2022 · Advisor changed firm · fact
  • James Carlyle Polk (Chairman Of The Board) no longer on Schedule A of Bankoh Advisors (listed 2022-03-03, absent 2022-03-08)
    Mar 8, 2022 · Control person left · inference
  • Marco Aurelio Abbruzzese (Chairman Of The Board) appeared on Schedule A of Bankoh Advisors
    Mar 8, 2022 · Control person joined · fact
  • Steven Tadashi Yamashita left Bankoh Advisors for Lpl Financial Llc (registered 2022-03-03)
    Feb 28, 2022 · Advisor changed firm · fact
  • Kristi Nohealani Lefforge (Chair, Board Of Directors) no longer on Schedule A of Bankoh Advisors (listed 2021-07-20, absent 2022-01-31)
    Jan 31, 2022 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026