J••• P•••• B•••••••

• M••••• S•••••• wirehouse current
  since Sep 14, 2015 · Coral Gables, Fl
• U•• F•••••••• S••••••• I••• wirehouse
  Jan 1, 2010 to Sep 22, 2015 · Coral Gables, Fl
• U•• I••••••••• I••• unclassified
  Mar 11, 2003 to Jan 1, 2010 · Coral Gables, Fl
• C••••• S••••• S••••••••• •••• L•• former
  Jan 17, 2003 to Mar 25, 2003 · Miami, Fl
• P••••••• L•• unclassified
  Oct 10, 2000 to Jan 17, 2003 · Miami, Fl

• U•• F•••••••• S••••••• I••• to M••••• S••••••
  left Sep 22, 2015, registered Sep 14, 2015 (-8 days) · Wirehouse to wirehouse · moved with a team
• U•• I••••••••• I••• to U•• F•••••••• S••••••• I•••
  left Jan 1, 2010, registered Jan 1, 2010 (0 days) · corporate re-registration, not a move
• C••••• S••••• S••••••••• •••• L•• to U•• I••••••••• I•••
  left Mar 25, 2003, registered Mar 11, 2003 (-14 days) · Other
• P••••••• L•• to C••••• S••••• S••••••••• •••• L••
  left Jan 17, 2003, registered Jan 17, 2003 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

25derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address