RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••• C• P•••
- R••••• W• B•••• • C•• I••••••••• mixed wealth currentsince Jul 15, 2021 · Columbus, Oh
- E•••• S••••••••• L•• BD affiliatedMar 9, 2018 to Jul 16, 2021 · Columbus, Oh
- G••••••• A••••••• I•• independent RIADec 8, 2008 to Jun 14, 2013 · Columbus, Oh
- E•••• S••••••••• L•• to R••••• W• B•••• • C•• I•••••••••left Jul 16, 2021, registered Jul 15, 2021 (-1 days) · Affiliated broker-dealer or bank to independent RIA
- G••••••• A••••••• I•• to E•••• S••••••••• L••left Jun 14, 2013, registered Mar 9, 2018 (1729 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address