DFX Intelligence
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Registered advisor
C•••••••• A••••• M•••••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as C•••••••• M••••••••• A••••• M••••••••• A• M••••••••• A••••• M••••••••• A••••• M•••••••
At current firm
4 y
since Aug 22, 2022
In the industry
27 y
since Aug 26, 1999 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Aug 22, 2022 · San Antonio , Tx
- W•••• F•••• A••••••• wirehouseJul 18, 2014 to Aug 22, 2022 · San Antonio, Tx
- M••••• S•••••• wirehouseJun 1, 2009 to Jul 22, 2014 · San Antonio, Tx
- C•••••••• G••••• M•••••• I••• BD affiliatedAug 27, 1999 to Jun 1, 2009 · San Antonio, Tx
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Aug 22, 2022, registered Aug 22, 2022 (0 days) · channel change inside one enterprise, not a move · moved with a team
- M••••• S•••••• to W•••• F•••• A•••••••left Jul 22, 2014, registered Jul 18, 2014 (-4 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address