RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• B•••••• B••••
- J••• H•••••• I••••••••• M••••••••• L•• asset manager currentsince Nov 8, 2018 · Wyomissing, Pa
- M••••••• I••••••••• M••••••••• ••• L•• asset managerOct 31, 2018 to Nov 8, 2018 · Wyomissing, Pa
- K•••• C•••••• M••••••••• unclassifiedOct 17, 2007 to Jun 20, 2011 · Exton, Pa
- J••• H•••••• I••••••••• M••••••••• L•• asset managerAug 12, 2002 to Apr 27, 2007 · Boston, Ma
- M••••••• I••••••••• M••••••••• ••• L•• asset managerAug 9, 2002 to Apr 27, 2007 · Boston, Ma
- L••• M•••• W••• W•••••• I••••••••• unclassifiedMay 30, 2001 to Jul 9, 2002 · Baltimore, Md
- M••••••• I••••••••• M••••••••• ••• L•• to J••• H•••••• I••••••••• M••••••••• L••left Nov 8, 2018, registered Nov 8, 2018 (0 days) · corporate re-registration, not a move
- K•••• C•••••• M••••••••• to M••••••• I••••••••• M••••••••• ••• L••left Jun 20, 2011, registered Oct 31, 2018 (2690 days) · Other
- J••• H•••••• I••••••••• M••••••••• L•• to K•••• C•••••• M•••••••••left Apr 27, 2007, registered Oct 17, 2007 (173 days) · Other
- M••••••• I••••••••• M••••••••• ••• L•• to J••• H•••••• I••••••••• M••••••••• L••left Apr 27, 2007, registered Aug 12, 2002 (-1719 days) · Other
- L••• M•••• W••• W•••••• I••••••••• to M••••••• I••••••••• M••••••••• ••• L••left Jul 9, 2002, registered Aug 9, 2002 (31 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address