DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

F•••••••• A••••• T••••••

C•••• • S••• W•••••independent RIAKansas City, MoIA-onlyIAPD 3257846

Feed of 09/14/2026

Also filed as F•••••••• A T••••••

At current firm

3 y

since Jun 27, 2023

In the industry

27 y

since Jul 1, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••• • S••• W••••• independent RIA current
since Jun 27, 2023 · Kansas City, Mo
O•••• W•••••• I••• BD affiliated
Jun 10, 2010 to Jun 28, 2023 · Overland Park, Ks
T•••••• I••••••••• A•••••••• L•• unclassified
Oct 14, 2005 to Mar 10, 2011 · Leawood, Ks
C•••• A••••••• S••••••••• unclassified
Jan 3, 2000 to Dec 31, 2008 · Leawood, Ks

Moves

a registration end followed by a registration begin elsewhere

O•••• W•••••• I••• to C•••• • S••• W•••••
left Jun 28, 2023, registered Jun 27, 2023 (-1 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
T•••••• I••••••••• A•••••••• L•• to O•••• W•••••• I•••
left Mar 10, 2011, registered Jun 10, 2010 (-273 days) · Other
C•••• A••••••• S••••••••• to T•••••• I••••••••• A•••••••• L••
left Dec 31, 2008, registered Oct 14, 2005 (-1174 days) · Other

Signals

F•••••••• A••••• T•••••• left O•••• W•••••• I••• for C•••• • S••• W••••• (registered 2023-06-27)
Jun 28, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address