DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••• • S••• W•••••
Legal name C•••• • S••• W•••••• L••
Latest filing Aug 18, 2026
First filing on the tape Apr 17, 2023 · 18 filings
SEC status approved since Jun 2, 2023
RAUM
$307M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
95%
$291M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$38.3M
derived; firm RAUM over IAPD count
Employees
11
7 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$307M as of Aug 18, 2026
Mar 29, 2024$251M then
HNW client RAUM$203M as of Aug 18, 2026
Mar 29, 2024$149M then
State-registered IARs (5.B.3)7 as of Aug 18, 2026
Mar 29, 20247 then
Employees (5.A)11 as of Aug 18, 2026
Mar 29, 202411 then
Private funds: no history
RAUM +5.9% over the last fiscal yearIARs 7 to 7
Practice profile
derived from the filing of Aug 18, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $38.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 66derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.4MderivedHNW RAUM over HNW clients
- Average account
- $217,880derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 5.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 2.0derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.4%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $92.9M, 424 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$203M66%
- Individuals$87.2M28%
- Pension and profit-sharing plans$16.1M5.3%
- Individual clients
- 380reported
- HNW clients
- 144reported
- Pension plan clients
- 7reported
- Charitable clients
- n/areported
- Accounts
- 1,408reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $92.9M for 424 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••• T••••••••• C••••••Certified Financial Planner | Kansas City, Mo | Jun 14, 2023 | 23 y | 3 |
| D••••• L••• P•••••Certified Financial Planner | Kansas City, Mo | Jun 27, 2023 | 19 y | 5 |
| F•••••••• A••••• T•••••• | Kansas City, Mo | Jun 27, 2023 | 27 y | 3 |
| A••••• J••• W••• | Kansas City, Mo | Jun 27, 2023 | 15 y | 2 |
| M•••• M•••• J•••••Certified Financial Planner | Kansas City, Mo | Jun 27, 2023 | 14 y | 1 |
| E••••• F••• C••••••Chartered Financial Consultant | Kansas City, Mo | Jun 28, 2023 | 30 y | 2 |
| B•••• O••• G••• | Kansas City, Mo | Jul 3, 2023 | 17 y | 3 |
| N••••••• R•••••• A•••• | Kansas City, Mo | Mar 17, 2025 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- B•••• O••• G••• from P•••••• F•••••••• P•••••••• L••Jul 3, 2023 · Other
- E••••• F••• C•••••• from O•••• W•••••• I•••Jun 28, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
- A••••• J••• W••• from P•••••• F•••••••• P•••••••• L••Jun 27, 2023 · Other
- M•••• M•••• J••••• from O•••• W•••••• I•••Jun 27, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
- F•••••••• A••••• T•••••• from O•••• W•••••• I•••Jun 27, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
- D••••• L••• P••••• from O•••• W•••••• I•••Jun 27, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
- J••• T••••••••• C•••••• from O•••• W•••••• I•••Jun 14, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from O•••• W•••••• I•••Jun 23, 2023 · Leawood, Ks
- 3 joined from O•••• W•••••• I•••Jun 20, 2023 · Kansas City, Mo
- 2 joined from P•••••• F•••••••• P•••••••• L••Jul 6, 2022 · Kansas City, Mo
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••••• J•••• T••••••••• · Principal, Chief Compliance Officercontrolsince 06/2012 · owns 75% or more
- B••••••• M••••• M•••• · Minority Owner, Advisersince 06/2012 · owns less than 5%
Related persons
Schedule D 7.A
- C•••• • S••• R••• M••••••••• L••real estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Kansas City, Mo · principal | 8 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Topeka, KS1 employees
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 1,311 to 1,408Oct 1, 2025 to Mar 13, 2026
- HNW clients · 145 to 144Oct 1, 2025 to Mar 13, 2026
- Individual clients · 362 to 380Oct 1, 2025 to Mar 13, 2026
- Pension plan clients · 6 to 7Oct 1, 2025 to Mar 13, 2026
- Assets in custody · $73.8M to $92.9MOct 1, 2025 to Mar 13, 2026
- Discretionary RAUM · $290M to $307MOct 1, 2025 to Mar 13, 2026
- HNW RAUM · $190M to $203MOct 1, 2025 to Mar 13, 2026
- Individual RAUM · $86.5M to $87.2MOct 1, 2025 to Mar 13, 2026
- Pension RAUM · $13.3M to $16.1MOct 1, 2025 to Mar 13, 2026
- RAUM · $290M to $307MOct 1, 2025 to Mar 13, 2026
- Financial planning clients · 1-10 to 1-10Jun 25, 2025 to Jul 21, 2025
- Accounts · 1,439 to 1,311Dec 20, 2024 to Mar 31, 2025
- Business name · C••••••••• W••••• to C•••• • S••• W•••••Dec 20, 2024 to Mar 31, 2025
- HNW clients · 114 to 145Dec 20, 2024 to Mar 31, 2025
- Individual clients · 306 to 362Dec 20, 2024 to Mar 31, 2025
- Pension plan clients · 5 to 6Dec 20, 2024 to Mar 31, 2025
- Assets in custody · unset to 73842251.0Dec 20, 2024 to Mar 31, 2025
- Custody of client assets · false to trueDec 20, 2024 to Mar 31, 2025
- Financial planning clients · 11-25 to 1-10Dec 20, 2024 to Mar 31, 2025
- Legal name · C•••• • S••• W••••• to C•••• • S••• W•••••, LLCDec 20, 2024 to Mar 31, 2025
- Other offices · 2 to 3Dec 20, 2024 to Mar 31, 2025
- Discretionary RAUM · $251M to $290MDec 20, 2024 to Mar 31, 2025
- HNW RAUM · $149M to $190MDec 20, 2024 to Mar 31, 2025
- Individual RAUM · $69.1M to $86.5MDec 20, 2024 to Mar 31, 2025
- Pension RAUM · $10.7M to $13.3MDec 20, 2024 to Mar 31, 2025
- RAUM · $251M to $290MDec 20, 2024 to Mar 31, 2025
- Advisory activities · 4 to 3Mar 29, 2024 to Jun 11, 2024
- Accounts · 511 to 1,439Sep 29, 2023 to Mar 29, 2024
- Advisory employees · 6 to 7Sep 29, 2023 to Mar 29, 2024
- Charity clients · 0.0 to unsetSep 29, 2023 to Mar 29, 2024
- Corporate clients · 0.0 to unsetSep 29, 2023 to Mar 29, 2024
- HNW clients · 54 to 114Sep 29, 2023 to Mar 29, 2024
- Individual clients · 449 to 306Sep 29, 2023 to Mar 29, 2024
- Pension plan clients · 8 to 5Sep 29, 2023 to Mar 29, 2024
- Pooled vehicle clients · 0.0 to unsetSep 29, 2023 to Mar 29, 2024
- Insurance-licensed employees · 6 to 0Sep 29, 2023 to Mar 29, 2024
- State-registered IARs · 6 to 7Sep 29, 2023 to Mar 29, 2024
- Discretionary RAUM · $224M to $251MSep 29, 2023 to Mar 29, 2024
- HNW RAUM · $95.5M to $149MSep 29, 2023 to Mar 29, 2024
- Individual RAUM · $118M to $69.1MSep 29, 2023 to Mar 29, 2024
Signals
4 dated events
- 2 advisors left O•••• W•••••• I••• (Leawood, KS) for C•••• • S••• W••••• within 5 daysJun 23, 2023 · Team lift-out · derived
- 3 advisors left O•••• W•••••• I••• (Kansas City, MO) for C•••• • S••• W••••• within 8 daysJun 20, 2023 · Team lift-out · derived
- Jtcfs filed its initial SEC registration (Form ADV)Apr 17, 2023 · First SEC registration · fact
- 2 advisors left P•••••• F•••••••• P•••••••• L•• (Kansas City, MO) for C•••• • S••• W••••• on the same dayJul 6, 2022 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- contact@craftandsage.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 816-436-7735reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 816-436-9939reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/craft-and-sagereportedpublic record, Form ADV, Sep 18, 2026
- Website
- craftandsage.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 816-436-9939reportedpublic record, Form ADV, Aug 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $38.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026