DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••• A••• T••••••

O•••• W•••••• I•••BD affiliatedBoynton Beach, Fldual registrantIAPD 3258892

Feed of 09/14/2026

At current firm

1 y

since Dec 9, 2024

In the industry

27 y

since Sep 3, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O•••• W•••••• I••• BD affiliated current
since Dec 9, 2024 · Boynton Beach, Fl
C••••• I••••••••• A••••••• L•• BD affiliated
Mar 20, 2024 to Dec 9, 2024 · Boynton Beach, Fl
C••••• A••••••• L•• former
Sep 20, 2016 to Mar 21, 2024 · Boynton Beach, Fl
I•••••••• C•••••• A••••••• former
May 30, 2006 to Oct 3, 2016 · Lynnfield, Ma
Q•• F•••••••• L•• unclassified
Oct 8, 2004 to May 30, 2006 · Boynton Beach, Fl
O•••• W•••••• I••• BD affiliated
Oct 8, 2003 to Sep 15, 2004 · Coral Springs, Fl
A•••• • F•••••••• P•••••••• L•• former
May 24, 2001 to Dec 2, 2002 · Coral Springs, Fl

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to O•••• W•••••• I•••
left Dec 9, 2024, registered Dec 9, 2024 (0 days) · Affiliated broker-dealer or bank to another
C••••• A••••••• L•• to C••••• I••••••••• A••••••• L••
left Mar 21, 2024, registered Mar 20, 2024 (-1 days) · corporate re-registration, not a move
I•••••••• C•••••• A••••••• to C••••• A••••••• L••
left Oct 3, 2016, registered Sep 20, 2016 (-13 days) · channel change inside one enterprise, not a move
Q•• F•••••••• L•• to I•••••••• C•••••• A•••••••
left May 30, 2006, registered May 30, 2006 (0 days) · Other
O•••• W•••••• I••• to Q•• F•••••••• L••
left Sep 15, 2004, registered Oct 8, 2004 (23 days) · Other
A•••• • F•••••••• P•••••••• L•• to O•••• W•••••• I•••
left Dec 2, 2002, registered Oct 8, 2003 (310 days) · Other

Signals

M••• A••• T•••••• left C••••• I••••••••• A••••••• L•• for O•••• W•••••• I••• (registered 2024-12-09)
Dec 9, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address