RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• J• H••••••
- L•• F•••••••• L•• BD affiliated currentsince Feb 19, 2013 · Kingston, Ma
- U••• F•••••••• A••••••• formerFeb 17, 2005 to Jul 2, 2012 · Braintree, Ma
- T•• H•••••• C••••••• I••• unclassifiedDec 1, 2003 to Dec 15, 2004 · Worcester, Ma
- U••• F•••••••• A••••••• to L•• F•••••••• L••left Jul 2, 2012, registered Feb 19, 2013 (232 days) · Other
- T•• H•••••• C••••••• I••• to U••• F•••••••• A•••••••left Dec 15, 2004, registered Feb 17, 2005 (64 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address