DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael James Vaules
Feed of 09/14/2026
Also filed as Mike Vaules
At current firm
3 y
since Aug 16, 2023
In the industry
27 y
since Aug 31, 1999 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Gallagher Fiduciary Advisors, LLC institutional currentsince Aug 16, 2023 · Wakefield, Ma
- F3logic, LLC formerFeb 1, 2021 to May 19, 2023 · Ocean City, Nj
- Osaic Wealth, Inc. BD affiliatedSep 25, 2017 to Jan 27, 2021 · Ocean City, Nj
- National Planning Corporation ("Npc Of America" In Fl & Ny) formerSep 5, 2008 to Sep 27, 2017 · Los Angeles, Ca
- Securities America Advisors, Inc. formerJan 17, 2008 to Sep 5, 2008 · Cherry Hill, Nj
- Gotleib Saline Retirement Planning, LLC unclassifiedJul 3, 2002 to Feb 12, 2003 · Cherry Hill, Nj
Moves
a registration end followed by a registration begin elsewhere
- F3logic, LLC to Gallagher Fiduciary Advisors, LLCleft May 19, 2023, registered Aug 16, 2023 (89 days) · Other
- Osaic Wealth, Inc. to F3logic, LLCleft Jan 27, 2021, registered Feb 1, 2021 (5 days) · Affiliated broker-dealer or bank to independent RIA
- National Planning Corporation ("Npc Of America" In Fl & Ny) to Osaic Wealth, Inc.left Sep 27, 2017, registered Sep 25, 2017 (-2 days) · Other · moved with a team
- Securities America Advisors, Inc. to National Planning Corporation ("Npc Of America" In Fl & Ny)left Sep 5, 2008, registered Sep 5, 2008 (0 days) · Other
- Gotleib Saline Retirement Planning, LLC to Securities America Advisors, Inc.left Feb 12, 2003, registered Jan 17, 2008 (1800 days) · Other
Signals
- Michael James Vaules left F3Logic, Llc for Gallagher Fiduciary Advisors, Llc (registered 2023-08-16)May 19, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address