RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• K•••••• B••••••••
- B•••••••• W••••• independent RIA currentsince Jun 29, 2020 · Lewisville, Tx
- V••••• A••••••• G••••• L•• unclassifiedMay 19, 2011 to Jan 7, 2015 · Northville, Mi
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedNov 12, 2010 to Sep 13, 2016 · Dallas, Tx
- B••••• I••••••••• A••••••• L•• unclassifiedMay 8, 2009 to Nov 5, 2010 · Chicago, Il
- A••••••••• F•••••••• S•••••••• L•• national BDJul 18, 2007 to Dec 31, 2008 · Farmington Hills, Mi
- C•••••••• I••••••••• R••••••• A•••••••• I••• to V••••• A••••••• G••••• L••left Sep 13, 2016, registered May 19, 2011 (-1944 days) · Other
- V••••• A••••••• G••••• L•• to B•••••••• W•••••left Jan 7, 2015, registered Jun 29, 2020 (2000 days) · Other
- B••••• I••••••••• A••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Nov 5, 2010, registered Nov 12, 2010 (7 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to B••••• I••••••••• A••••••• L••left Dec 31, 2008, registered May 8, 2009 (128 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address