DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Bannerman Wealth
Legal name Bannerman Wealth Management Group, LLC
Latest filing Jun 3, 2026
First filing on the tape Nov 12, 2019 · 28 filings
SEC status approved since Dec 10, 2019
RAUM
$177M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$175M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$44.1M
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$177M as of Jun 3, 2026
Mar 30, 2020$50.2M then
HNW client RAUM$134M as of Jun 3, 2026
Mar 30, 2020$25.9M then
State-registered IARs (5.B.3)4 as of Jun 3, 2026
Mar 30, 20202 then
Employees (5.A)6 as of Jun 3, 2026
Mar 30, 20204 then
Private funds: no history
RAUM +16% over the last fiscal year+21% a year over threeIARs 3 to 4offices 3 to 4
Practice profile
derived from the filing of Jun 3, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $44.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 41derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.1MderivedHNW RAUM over HNW clients
- Average account
- $277,646derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 0.8derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.2%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Custody
- $177M, 165 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$134M76%
- Individuals$41.0M23%
- Corporations and businesses$2.0M1.1%
- Individual clients
- 100reported
- HNW clients
- 63reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 636reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $177M for 165 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Joshua Kenneth BannermanCertified Financial Planner | Lewisville, Tx | Jun 29, 2020 | 27 y | 4 |
| Jacquelyn Nicole Joy GirlingCertified Financial Planner | Lewisville, Tx | Feb 25, 2021 | 12 y | 0 |
| Anna Lise AllemCertified Financial Planner | Glenmoore, Pa | Jul 12, 2022 | 12 y | 2 |
| Noah Davidson Gayhart | Brandon, Fl | Jun 2, 2026 | 13 y | 2 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Noah Davidson Gayhart from Osaic Wealth, Inc.Jun 2, 2026 · Affiliated broker-dealer or bank to independent RIA
- Anna Lise Allem from Cooper McmanusJul 12, 2022 · RIA to RIA
- Joshua Kenneth Bannerman from Verios Advisory Group, LLCJun 29, 2020 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Kenneth Joshua Bannerman · Chief Compliance Officercontrolsince 05/2009 · owns less than 5%
- Kenneth Joshua Bannerman · Trustee Of Joshua K. Bannerman Revocable Trustcontrolsince 03/2018 · owns 75% or more of Joshua K. Bannerman Revocable Trust
Entity owners
- Joshua K. Bannerman Revocable Trust · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- Bannerman Insurance Group, LLCreal estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Lewisville, Tx · principal | 4 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Advisory employees · 3 to 4Apr 21, 2026 to Jun 3, 2026
- Employees · 5 to 6Apr 21, 2026 to Jun 3, 2026
- State-registered IARs · 3 to 4Apr 21, 2026 to Jun 3, 2026
- Other offices · 3 to 4Apr 21, 2026 to Jun 3, 2026
- Accounts · 609 to 636May 9, 2025 to Mar 26, 2026
- HNW clients · 64 to 63May 9, 2025 to Mar 26, 2026
- Individual clients · 97 to 100May 9, 2025 to Mar 26, 2026
- Assets in custody · $152M to $177MMay 9, 2025 to Mar 26, 2026
- Discretionary RAUM · $152M to $177MMay 9, 2025 to Mar 26, 2026
- HNW RAUM · $119M to $134MMay 9, 2025 to Mar 26, 2026
- Individual RAUM · $31.6M to $41.0MMay 9, 2025 to Mar 26, 2026
- RAUM · $152M to $177MMay 9, 2025 to Mar 26, 2026
- Financial planning clients · 101-250 to 101-250Apr 28, 2025 to May 9, 2025
- Accounts · 584 to 609Dec 3, 2024 to Apr 28, 2025
- Advisory activities · 2 to 3Dec 3, 2024 to Apr 28, 2025
- HNW clients · 51 to 64Dec 3, 2024 to Apr 28, 2025
- Individual clients · 103 to 97Dec 3, 2024 to Apr 28, 2025
- Assets in custody · $111M to $152MDec 3, 2024 to Apr 28, 2025
- Employees · 3 to 5Dec 3, 2024 to Apr 28, 2025
- Discretionary RAUM · $111M to $152MDec 3, 2024 to Apr 28, 2025
- HNW RAUM · $79.2M to $119MDec 3, 2024 to Apr 28, 2025
- Individual RAUM · $31.2M to $31.6MDec 3, 2024 to Apr 28, 2025
- RAUM · $111M to $152MDec 3, 2024 to Apr 28, 2025
- Advisory employees · 4 to 3Mar 27, 2024 to Aug 27, 2024
- Employees · 4 to 3Mar 27, 2024 to Aug 27, 2024
- State-registered IARs · 4 to 3Mar 27, 2024 to Aug 27, 2024
- Other offices · 4 to 3Mar 27, 2024 to Aug 27, 2024
- Accounts · 655 to 584May 16, 2023 to Mar 27, 2024
- Advisory employees · 5 to 4May 16, 2023 to Mar 27, 2024
- Charity clients · 16,035 to 0May 16, 2023 to Mar 27, 2024
- Corporate clients · 416451.0 to unsetMay 16, 2023 to Mar 27, 2024
- HNW clients · 50 to 51May 16, 2023 to Mar 27, 2024
- Individual clients · 132 to 103May 16, 2023 to Mar 27, 2024
- Assets in custody · unset to 110829105.0May 16, 2023 to Mar 27, 2024
- Custody of client assets · false to trueMay 16, 2023 to Mar 27, 2024
- Employees · 5 to 4May 16, 2023 to Mar 27, 2024
- Other offices · 6 to 4May 16, 2023 to Mar 27, 2024
- Discretionary RAUM · $100M to $111MMay 16, 2023 to Mar 27, 2024
- HNW RAUM · $66.3M to $79.2MMay 16, 2023 to Mar 27, 2024
- Individual RAUM · $34.0M to $31.2MMay 16, 2023 to Mar 27, 2024
Signals
1 dated events
- Bannerman Wealth filed its initial SEC registration (Form ADV)Nov 12, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/bannerman-wealth-management-group-llc/areportedpublic record, Form ADV, Sep 17, 2026
- Website
- bannermanwealth.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (214) 919-4448reportedpublic record, Form ADV, Jun 3, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $44.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026