RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W••• C•••• Y••
- P••• A••••• S••••••••• L•• BD affiliated currentsince Jun 3, 2021 · Flushing, Ny
- H••• S••••••••• •••• I••• BD affiliatedOct 26, 2009 to Jan 16, 2020 · Elmhurst, Ny
- H••• S••••••••• •••• I••• to P••• A••••• S••••••••• L••left Jan 16, 2020, registered Jun 3, 2021 (504 days) · Affiliated broker-dealer or bank to another
- W••• C•••• Y•• no longer holds an investment adviser registration (last listed at P••• A••••• S••••••••• L•• on the 2026-09-16 feed)Sep 16, 2026 · Advisor registration ended · derived
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address